Eric M. Papa

RS CRUM

Newport Beach, CA 92660

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CRD#: 7208140

Professional summary

Eric M Papa Jr, who also goes by Eric Michael Papa, is a registered financial advisor currently at RS CRUM INC. located in Newport Beach, California.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Eric has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7TO exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric Michael Papa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric M Papa Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2024 - Present

RS CRUM INC.

Office #1: 4 Upper Newport Plaza Drive Suite 201, Newport Beach, CA 92660

RIA

CRD#: 158621

Newport Beach, CA

Past

May 3, 2022 - June 21, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Irvine, CA

Past

December 23, 2019 - December 31, 2021

BROOKSTONE ASSET MANAGEMENT, LLC

RIA

CRD#: 153467

COSTA MESA, CA

Past

December 23, 2019 - March 7, 2022

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

COSTA MESA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RS CRUM INC.

R. S. CRUM, INC. | RS CRUM INC.

CRD#: 158621 / SEC#: 801-72672

RIA

Registered Investment Advisory firm - (7/15/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/28/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/22/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 5/2/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 4/26/2022

General Securities Representative Examination

Current Firm

RS CRUM INC.

R. S. CRUM, INC. | RS CRUM INC.

CRD#: 158621 / SEC#: 801-72672

RIA

Registered Investment Advisory firm - (7/15/2011 Approved)

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Contact information

Main Address

4 Upper Newport Plaza Drive Suite 201, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 428-9696

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RSCRUM_ADV_PART_2A_INCLUDING_2B_APRIL 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	952
AUM (Assets Under Management)	$ 616,982,377

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric M. Papa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric M Papa Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BROOKSTONE ASSET MANAGEMENT, LLC

BROOKSTONE WEALTH ADVISORS, LLC

Primary Firm SEC Registration

RS CRUM INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/28/2022

Series 65

Date: 12/22/2019

SIE

Date: 5/2/2022

Series 7TO

Date: 4/26/2022

Current Firm

RS CRUM INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RS CRUM INC.

TRUST BUT VERIFY

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