Stephen B. Lipton

LIPTON FINANCIAL

Atlanta, GA

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CRD#: 720814

Professional summary

Stephen Bernard Lipton is a registered financial advisor currently at LIPTON FINANCIAL CORPORATION located in Atlanta, Georgia.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Stephen has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LIPTON FINANCIAL CORP., INVESTMENT ADVISER, PRESIDENT AND SOLE PROPRIETOR FROM 1982 TO PRESENT; ATLANTA, GA. LIPTON FINANCIAL CORP. RENDERS REAL ESTATE CONSULTING, TAX CONSULTING, GENERAL FINANCIAL CONSULTING AND INTEREST RATE & HEDGING CONSULTING. DEVOTE APPROXIMATELY 100 HOURS PER MONTH TO LIPTON FINANCIAL CORP.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Bernard Lipton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2003 - Present

LIPTON FINANCIAL CORPORATION

RIA

CRD#: 125543

Atlanta, GA

Past

December 12, 2011 - June 29, 2018

WM. H. MURPHY & CO., INC.

CRD#: 27274

HOUSTON, TX

Past

September 9, 1987 - December 23, 2009

TWENTY-FIRST SECURITIES CORPORATION

CRD#: 14461

NEW YORK, NY

Past

October 3, 1983 - October 22, 1990

PHOENIX FINANCIAL CORPORATION

CRD#: 8340

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(3/11/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/13/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/29/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/1980

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/30/1981

General Securities Principal Examination

Current Firm

LIPTON FINANCIAL CORPORATION

CRD#: 125543 / SEC#:

Georgia

Registered Investment Advisory firm - (4/4/1989 Approved)

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Contact information

Main Address

Atlanta, GA

Mailing Address

Po Box 769057, Roswell, GA 30076

Phone number

(404) 851-9870

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen B. Lipton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Bernard Lipton's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIPTON FINANCIAL CORPORATION

WM. H. MURPHY & CO., INC.

TWENTY-FIRST SECURITIES CORPORATION

PHOENIX FINANCIAL CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 1/13/1981

SIE

Date: 6/29/2018

Series 7

Date: 12/20/1980

Series 24

Date: 1/30/1981

Current Firm

LIPTON FINANCIAL CORPORATION

Contact information

Documents

Red Flags

Company Information

LIPTON FINANCIAL CORPORATION

TRUST BUT VERIFY

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