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RB

Robert L. Brown

BROWN & ASSOCIATES
Little Rock, AR
Some features on this profile are disabled
CRD#: 720806
RB

Professional summary

Robert Louis Brown JR is a registered financial advisor currently at BROWN & ASSOCIATES located in Little Rock, Arkansas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Robert has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Louis Brown JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 19, 2009 - Present

BROWN & ASSOCIATES

RIA
CRD#: 116433
Little Rock, AR
Past

September 29, 1994 - February 5, 1996

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

March 15, 1990 - October 13, 1992

T. J. RANEY & SONS, INC. - BD

BD
CRD#: 19243
LITTLE ROCK, AR
Past

October 2, 1984 - March 11, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

January 12, 1983 - October 26, 1984

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323
Past

December 29, 1980 - January 10, 1983

T. J. RANEY & SONS, INC.

BD
CRD#: 3128

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arkansas
(6/19/2009)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/26/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/6/1980
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/20/1980
General Securities Representative Examination

Current Firm

B&
BROWN & ASSOCIATES
BROWN & ASSOCIATES | ROBERT LOUIS BROWN, JR./DBA BROWN & ASSOCIATES

CRD#: 116433 / SEC#:

Arkansas
Registered Investment Advisory firm - (9/18/1996 Approved)
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Contact information

Main Address
Little Rock, AR
Mailing Address
Phone number
(501) 940-1455
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

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Company Information

BROWN & ASSOCIATES

CRD#: 116433Little Rock, AR

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