Alan Z. Engel
Professional summary
Alan Zachary Engel is a registered financial professional currently at LEC INVESTMENT CORP. located in Birmingham, Alabama.
Alan is registered as a RR (Registered Representative) and started their career in finance in 1980. Alan has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan Zachary Engel's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 1989 - Present
LEC INVESTMENT CORP.
Office #1: 505 20th Street North Suite 1150, Birmingham, AL 35203December 29, 1980 - June 6, 1988
HAND INVESTMENT COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/29/1990)
(8/3/2009)
(12/11/2000)
(1/25/2021)
(12/6/2000)
(8/12/2015)
(7/14/2021)
(7/27/1999)
(12/13/2000)
(5/4/2007)
(11/25/2019)
(2/20/2018)
(1/28/2002)
(10/27/2021)
(10/21/2019)
(12/12/2000)
(1/25/2002)
(11/17/2005)
(7/22/1999)
(12/22/2000)
(3/20/2020)
(3/30/2005)
(4/2/2007)
(12/8/2005)
(12/1/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
LEC INVESTMENT CORP.
CRD#: 25336 / SEC#: , 8-41695
Contact information
FINRA licenses (27 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
LEC INVESTMENT CORP.
CRD#: 25336Birmingham, AL 35203TRUST BUT VERIFY
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