Sol M. Luft
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sol Murray Luft, who also goes by Marc Luft, was a registered financial professional .
Sol is a previously registered financial professional and started their career in finance in 1980. Sol had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 1999 - July 14, 1999
THE AGEAN GROUP, INC
January 2, 1997 - October 5, 1998
H.J. MEYERS & CO., INC.
December 7, 1992 - December 18, 1996
NEWPORT COAST SECURITIES, INC.
September 11, 1990 - August 17, 1992
ROTH CAPITAL PARTNERS, LLC
January 28, 1985 - July 12, 1990
CITIGROUP GLOBAL MARKETS INC.
December 29, 1980 - January 25, 1985
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE AGEAN GROUP, INC
CRD#: 30835 / SEC#: , 8-45192
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
