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Dean Willis Crowder Iii

ALPHA ALTERNATIVE INVESTMENTS
PLANO, TX
·CRD# 720758·38 years experience

Professional Summary

Dean Willis Crowder III, who also goes by Dean Willis Crowder, Dean Crowder, is a registered financial advisor currently at ALPHA ALTERNATIVE INVESTMENTS, LLC located in Plano, Texas. Dean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Dean has worked at 18 firms and has passed the Series 63, Series 65, SIE, Series 82, Series 3, Series 7, Series 30 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dean Willis Crowder, Dean Crowder

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

ALPHA ALTERNATIVE INVESTMENTS, LLC·CRD# 147390
RIA
Plano, TX
January 15, 2019 - Present
ALPHA ALTERNATIVE INVESTMENTS, LLC·CRD# 147390
RIA
Plano, TX
January 19, 2017 - December 31, 2018
FFEC WEALTH PARTNERS LLC·CRD# 16507
BD
Dallas, TX
February 24, 2014 - February 27, 2015
STILLPOINT CAPITAL, LLC·CRD# 133146
BD
Tampa, FL
May 8, 2012 - February 14, 2014
COMMERCE STREET CAPITAL, LLC·CRD# 143797
BD
Dallas, TX
April 12, 2011 - May 18, 2012
ALPHA ALTERNATIVE INVESTMENTS, LLC·CRD# 147390
RIA
Plano, TX
January 1, 2010 - December 31, 2016
X-CHANGE FINANCIAL ACCESS, LLC·CRD# 126201
BD
Chicago, IL
November 5, 2009 - August 4, 2011
ALPHA ALTERNATIVE INVESTMENTS, LLC·CRD# 147390
RIA
Plano, TX
July 21, 2008 - December 31, 2009
KENMAR SECURITIES, L.P.·CRD# 29375
BD
Rye Brook, NY
May 9, 2006 - December 4, 2007
SAFRA SECURITIES LLC·CRD# 47873
BD
New York, NY
October 1, 2004 - October 24, 2005
ALPHA SECURITIES CORP.·CRD# 36876
BD
New York, NY
January 13, 1999 - August 14, 2004
LEHWALD, OROSEY & PEPE INCORPORATED·CRD# 16677
BD
Boca Raton, FL
November 3, 1995 - November 28, 1995
AMERICAN TRUST SECURITIES CORPORATION·CRD# 26014
BD
August 2, 1993 - December 22, 1993
INTEGRITY SECURITIES GROUP·CRD# 29105
BD
May 8, 1992 - November 28, 1992
IMPACT FINANCIAL NETWORK, INC.·CRD# 17924
BD
Excello, MO
January 11, 1990 - January 7, 1992
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
March 23, 1989 - September 26, 1989
LEHMAN BROTHERS INC.·CRD# 7506
BD
April 11, 1988 - March 30, 1989
E. F. HUTTON & COMPANY INC·CRD# 235
BD
January 8, 1987 - April 11, 1988
JW GENESIS CLEARING CORP.·CRD# 6631
BD
January 21, 1986 - September 17, 1986
MORGAN STANLEY DW INC.·CRD# 7556
BD
March 12, 1985 - June 6, 1985
MARKETING CONCEPTS·CRD# 14430
BD
September 14, 1984 - November 26, 1984
E. F. HUTTON & COMPANY INC·CRD# 235
BD
December 29, 1980 - July 31, 1984

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Current Firm

AA
ALPHA ALTERNATIVE INVESTMENTS, LLC

ALPHA ALTERNATIVE INVESTMENTS, LLC | DEAN W. CROWDER, III

CRD#: 147390
New York
Registered Investment Advisory firm - New York (12/31/2016 Failure to Renew)
Texas
Registered Investment Advisory firm - Texas (1/15/2019 Approved)

Contact Information

Main Address

Plano, TX

Phone Number

(646) 460-3512

# of Employees

0

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I HAVE 3 BUSINESS AFFILIATIONS:
(1) I AM EMPLOYED BY ROTELLA CAPITAL MANAGEMENT. IS INVESTMENT RELATED AS A MANAGED FUTURES TRADER. ADDRESS, 800 BELLEVUE WAY NE, SUITE 200, BELLEVUE, WA 98004, (425) 213-5700. I AM MANAGING DIRECTOR, GLOBAL HEAD OF STRATEGIC BUSINESS DEVELOPMENT. STARTED 6/2015. I AM EMPLOYED FULL-TIME, PLUS 40 HOURS A WEEK.
(2) ALPHA ALTERNATIVE INVESTMENTS, LLC. NON-INVESTMENT RELATED BUSINESS IN CONSULTING FOR POTENTIAL MARKETING ACTIVITIES. ADDRESS ALPHA ALTERNATIVE INVESTMENTS, LLC 5409 GRASMERE DRIVE, PLANO, TEXAS 75093 (972) 248-7321. PRESIDENT AND CEO. APPROXIMATELY 1 HOUR DURING A DAY DURING TRADING HOURS. ALPHA ALTERNATIVE INVESTMENTS LLC IS INVOLVED IN EVALUATING MARKETING OPPORTUNITIES FOR FIRMS. NO SOLICITATION OR MARKETING OF INVESTMENT OPPORTUNITY OCCURS. 3) OCCASIONALLY, I MAY PROVIDE REFERRALS TO BLUE RIVER PARTNERS LLC. ONLY INVESTMENT ADVISERS WHO EXPRESS INTEREST IN BLUE RIVER'S SERVICES OF BACK OFFICE SOLUTIONS ARE REFERRED.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(1/15/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2011About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2008About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2015About the SIE exam

Series 82 — Limited Representative-Private Securities Offerings

Passed Dec 2012About the Series 82 exam

Series 3 — National Commodity Futures Examination

Passed Apr 1999About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Dec 1998About the Series 7 exam

Series 30 — NFA Branch Manager Examination

Passed Dec 2015About the Series 30 exam

Series 24 — General Securities Principal Examination

Passed Aug 2011About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Dean Willis Crowder III's CRS (Customer Relationship Summary).

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