Katherine N. Reddle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katherine Nola Reddle, who also goes by Kathy Reddle, was a registered financial professional .
Katherine is a previously registered financial professional and started their career in finance in 1980. Katherine had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2013 - March 29, 2016
EDELMAN FINANCIAL SERVICES, LLC
February 15, 2013 - March 29, 2016
SANDERS MORRIS LLC
March 15, 2010 - February 6, 2013
TRUIST INVESTMENT SERVICES, INC.
March 15, 2010 - February 6, 2013
TRUIST INVESTMENT SERVICES, INC.
October 13, 2009 - January 4, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
October 5, 2009 - January 4, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 31, 2008 - February 9, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 31, 2008 - February 9, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 5, 2008 - October 27, 2008
VALIC FINANCIAL ADVISORS, INC.
May 2, 2008 - October 27, 2008
VALIC FINANCIAL ADVISORS, INC.
November 10, 2004 - November 20, 2007
WELLS FARGO CLEARING SERVICES, LLC
November 10, 2004 - November 20, 2007
WELLS FARGO CLEARING SERVICES, LLC
August 3, 2004 - October 29, 2004
LARA, SHULL & MAY, LTD
August 3, 2004 - October 29, 2004
LARA, SHULL & MAY, LTD
October 1, 2000 - August 3, 2004
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - August 3, 2004
WELLS FARGO CLEARING SERVICES, LLC
July 27, 1993 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
May 21, 1992 - July 15, 1993
IFMG SECURITIES, INC.
March 22, 1990 - May 21, 1992
THE ADVISORS GROUP, INC.
May 14, 1988 - July 9, 1988
LEHMAN BROTHERS INC.
December 24, 1980 - May 14, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL SERVICES, LLC
CRD#: 113299 / SEC#: 801-64567
Contact information
Red Flags
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