Trey J. Widner

ICAPITAL MARKETS LLC

New York, NY 10165

Some features on this profile are disabled

CRD#: 7207098

Professional summary

Trey Joshua Widner, who also goes by Tj Widner, Trey Widner Widner, is a registered financial professional currently at ICAPITAL MARKETS LLC located in New York, New York.

Trey is registered as a RR (Registered Representative) and started their career in finance in 2020. Trey has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tj Widner | Trey Widner Widner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Trey Joshua Widner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2024 - Present

ICAPITAL MARKETS LLC

Office #1: 60 East 42nd Street 26th Floor, New York, NY 10165

CRD#: 118219

New York, NY

Past

June 12, 2020 - December 19, 2024

FIRST TRUST ADVISORS LP

RIA

CRD#: 107027

AUSTIN, TX

Past

March 3, 2020 - July 3, 2024

FIRST TRUST PORTFOLIOS L.P.

CRD#: 28519

Austin, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/11/2024)

Alaska
(12/11/2024)

Arizona
(12/11/2024)

California
(12/11/2024)

Colorado
(12/11/2024)

Florida
(12/11/2024)

Georgia
(12/11/2024)

Hawaii
(12/11/2024)

Maryland
(12/11/2024)

Montana
(12/11/2024)

Nevada
(12/11/2024)

New Jersey
(12/11/2024)

New York
(12/11/2024)

Oregon
(12/11/2024)

Washington
(12/11/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 6/5/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/3/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/3/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/23/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ICAPITAL MARKETS LLC

AXIO FINANCIAL LLC | SCURA, RISE & PARTNERS SECURITIES, LLC | SCURA PARTNERS SECURITIES LLC | SCURA PALEY SECURITIES LLC | ICAPITAL MARKETS LLC

CRD#: 118219 / SEC#: , 8-53640

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

60 East 42nd Street 26th Floor, New York, NY 10165

Mailing Address

60 East 42nd Street 26th Floor, New York, NY 10165

Phone number

(646) 520-2020

Established

Delaware since 08/13/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ICAPITAL MARKETS HOLDING LLC	PARENT
GEORGE, THOMAS KEITH	FINOP	5378303
HOUSTON, STEPHEN HENRY	HEAD OF BROKER DEALER	1988668
MORGAN, COURTNEY	CHIEF COMPLIANCE OFFICER	6384535

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Trey J. Widner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Trey Joshua Widner's CRS (Customer Relationship Summary).

Certified licenses

Experience

ICAPITAL MARKETS LLC

FIRST TRUST ADVISORS LP

FIRST TRUST PORTFOLIOS L.P.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/5/2020

Series 63

Date: 6/3/2020

Series 7TO

Date: 3/3/2020

SIE

Date: 12/23/2019

FINRA

Current Firm

ICAPITAL MARKETS LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ICAPITAL MARKETS LLC

TRUST BUT VERIFY

Similar Advisors