Trey J. Widner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trey Joshua Widner, who also goes by Tj Widner, Trey Widner Widner, was a registered financial professional .
Trey is a previously registered financial professional and started their career in finance in 2020. Trey had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2024 - May 4, 2026
ICAPITAL MARKETS LLC
June 12, 2020 - December 19, 2024
FIRST TRUST ADVISORS LP
March 3, 2020 - July 3, 2024
FIRST TRUST PORTFOLIOS L.P.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 3/3/2020
General Securities Representative ExaminationCurrent Firm
ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
