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PA

Pooja Aier

VERITAS CAPITAL SECURITIES L.L.C.
New York, NY 10019
Some features on this profile are disabled
CRD#: 7207084
PA

Professional summary

Pooja Aier, who also goes by Pooja Mohan Aier, is a registered financial professional currently at VERITAS CAPITAL SECURITIES L.L.C. located in New York, New York.

Pooja is registered as a RR (Registered Representative) and started their career in finance in 2020. Pooja has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Pooja Mohan Aier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Pooja Aier's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 2, 2025 - Present

VERITAS CAPITAL SECURITIES L.L.C.

Office #1: 9 West 57th St Floor 31st, New York, NY 10019
BD
CRD#: 323755
New York, NY
Past

March 5, 2021 - July 27, 2023

BAIN CAPITAL MARKETS, LLC

BD
CRD#: 175456
Boston, MA
Past

September 3, 2020 - February 25, 2021

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/2/2025)
RR
Idaho
(9/5/2025)
RR
Illinois
(9/2/2025)
RR
Kentucky
(9/2/2025)
RR
Michigan
(9/2/2025)
RR
Minnesota
(9/2/2025)
RR
Mississippi
(9/2/2025)
RR
Montana
(9/2/2025)
RR
Nebraska
(9/2/2025)
RR
New Jersey
(9/2/2025)
RR
Oklahoma
(9/2/2025)
RR
Puerto Rico
(9/9/2025)
RR
South Carolina
(9/2/2025)
RR
South Dakota
(9/2/2025)
RR
Texas
(9/2/2025)
RR
Washington
(9/2/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/16/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/3/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/14/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

VC
VERITAS CAPITAL SECURITIES L.L.C.
VERITAS CAPITAL SECURITIES L.L.C. | VERITAS CAPITAL SECURITIES, LLC | VERITAS CAPITAL SECURITIES, L.L.C

CRD#: 323755 / SEC#: , 8-71002

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
9 West 57th St, Floor 31st, New York, NY 10019
Mailing Address
9 West 57th St, Floor 32 Nd, New York, NY 10019
Phone number
(212) 415-6700
Established
Delaware since 09/20/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VERITAS CAPITAL MARKETS, L.L.C.SOLE MEMBER
DILLON, BRENDAN KEITHCHIEF EXECUTIVE OFFICER2918508
MERLINO, NICHOLAS JOSEPHCHIEF COMPLIANCE OFFICER5730516
SHAW, ANTHONYFINOP, PFO, POO7338445

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VERITAS CAPITAL SECURITIES L.L.C.

CRD#: 323755New York, NY 10019

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