JS
John A. Shinkle
STIFEL, NICOLAUS & COMPANY
Lagrange, GA 30240
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CRD#: 720677
JS
Professional summary
John Atkinson Shinkle, who also goes by John A Shinkle, is a registered financial advisor currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Lagrange, Georgia.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. John has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 3, Series 7, Series 9, Series 10, Series 12, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John A Shinkle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Cris Cross Investment Club; PO Box 4299, Columbus, GA 31914; Investment Club; Vice President/Officer; Provide research & execute orders from club; 06/06/1983; 3 Hours per Month; During securities trading hours; Investment-Related, 2. Columbus State University Athletic Fund; 4225 University Ave., Columbus, GA 31907; Foundation to support CSU Athletics; Director; Voting; 06/01/1980; 1 Hour per Month; During securities trading hours; Not Investment-Related. 3. Fred Haskins Commission; 2610 Cherokee Ave., Columbus, GA 31906; Promotes amateur golf thru the presentation of the Fred haskins aware for outstanding collegiate golfer; Vice President; Sub for President & help raise money for the org; 06/01/1996; 4 Hours per Month; During securities trading hours; Not Investment-Related. 4. Family House of West Georgia, Inc.; 1959 Hamilton Road Columbus, GA 319006; Overnight accommodations for parents with children in the hospital; Treasurer; oversight of operations; 10/03/2005; 1hr/mth; not during securities trading hours; Not Investment-related 5. National Infantry Museum; 1775 Legacy Way Columbus GA 31903; History of the Army Infantry; Board of Directors; Oversite of the operation of the museum; 02/01/2019; 3.00 Hour(s) Per Quarter; during securities trading hours; Not Investment-Related. 6. Easterseals of West Georgia; 2515 Double Churches Road, Columbus, GA 31909; Fundraising; Annual Campaign Chair; To organize fundraisers for Easterseals;11/30/2021; 8 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 7. Columbus State University; 4225 University Avenue, Columbus, GA 31907; Higher education; Board of Trustee Member; Advocacy, personal charitable giving, and recruiting volunteers; 11/15/2021; 8 Hours per Year; Not Investment-Related. 8. Trinity Episcopal Church; 1130 1st Avenue, Columbus, GA 31901; Treasurer; Responsible for financials and budget; 06/06/1999; 3 Hours per Month; During securities trading hours; Not Investment-Related. 9. 1909 Preservation Society, Inc.; 1111 Bay Avenue, Columbus, GA 31901; Raising funds for the preservation of the County Club of Columbus.; President; Overseeing the preservation of the Country Club of Columbus; 06/03/2024; 2 hrs/month; During Securities Trading Hours; Not Investment-Related
CRS (Client Relationship Summary) - RIA
Click below to view John Atkinson Shinkle's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Atkinson Shinkle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 17, 2006 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 202 North Lewis Street, Lagrange, GA 30240Office #2: 321 Margie Drive, Suite B, Warner Robins, GA 31088Office #3: 233 12th Street, Suite 100-a, Columbus, GA 31901RIA
BD
CRD#: 793
Lagrange, GA
Current
April 17, 2006 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 202 North Lewis Street, Lagrange, GA 30240Office #2: 321 Margie Drive, Suite B, Warner Robins, GA 31088Office #3: 233 12th Street, Suite 100-a, Columbus, GA 31901RIA
BD
CRD#: 793
Lagrange, GA
Past
February 19, 1988 - October 20, 1988
CB&T DISCOUNT BROKERAGE
BD
CRD#: 17035
Past
February 16, 1988 - May 1, 2006
SYNOVUS SECURITIES, INC.
RIA
CRD#: 14023
COLUMBUS, GA
Past
February 19, 1986 - May 1, 2006
SYNOVUS SECURITIES, INC.
BD
CRD#: 14023
COLUMBUS, GA
Past
December 29, 1980 - January 2, 1986
THE ROBINSON-HUMPHREY COMPANY, LLC
BD
CRD#: 723
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/17/2006)
RR
Arkansas(6/20/2023)
RR
California(1/4/2016)
RR
Colorado(12/14/2010)
RR
Connecticut(9/27/2017)
RR
District of Columbia(1/2/2013)
RR
Florida(4/17/2006)
IAR
Florida(4/18/2006)
RR
Georgia(4/17/2006)
IAR
Georgia(4/20/2006)
RR
Illinois(4/17/2006)
RR
Louisiana(2/28/2012)
RR
Maine(1/6/2025)
RR
Maryland(11/25/2024)
RR
Massachusetts(2/19/2009)
RR
Minnesota(8/29/2018)
RR
Missouri(1/2/2013)
RR
New Jersey(6/9/2023)
RR
New Mexico(9/6/2023)
RR
New York(1/2/2020)
RR
North Carolina(4/19/2016)
RR
Ohio(7/23/2024)
RR
Oregon(4/8/2022)
RR
Pennsylvania(2/9/2021)
RR
South Carolina(2/16/2021)
RR
Tennessee(12/5/2016)
RR
Texas(4/17/2006)
IAR
Texas(4/17/2006)
RR
Utah(7/15/2024)
RR
Virginia(2/1/2016)
RR
Washington(4/1/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 12
Date: 5/1/2006
NYSE Branch Manager ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
501 North Broadway, St Louis, MO 63102
Mailing Address
501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-2000
Established
Missouri since 02/20/1900
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
6,464
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | SHAREHOLDER | |
| AYD, PAUL JOSEPH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2963853 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP | 4696103 |
| BROOKS, PATRICK RODGERS | ROSFP - CAPITAL MARKETS | 2223412 |
| DODSON, CHARLES EDWARD | CCO ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL, SECRETARY | 4970942 |
| HYDE, GINA ELIZABETH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2812751 |
| KRUSZEWSKI, RONALD JAMES | PRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD | 1434827 |
| MELINGER, ADAM SCOTT | ROSFP - PCG | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| RAYMOND, CHARLES BRADFORD GREEN | CO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY | 2796106 |
| SCHRICK, FREDERICK RICHARD | PRINCIPAL FINANCIAL OFFICER | 5636488 |
| SLINEY, DAVID DEAN | SENIOR VICE PRESIDENT & DIRECTOR | 2276514 |
| ZEMLYAK, JAMES MARK | EXECUTIVE VICE PRESIDENT & DIRECTOR | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 368,405 |
| AUM (Assets Under Management) | $ 171,209,609,487 |
Disclosures
| Regulatory Event | 168 |
| Civil Event | 2 |
| Arbitration | 60 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD#: 793Lagrange, GA 30240TRUST BUT VERIFY
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