Richard G. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Glenn Wilson, who also goes by Rich Wilson, Richard Glen Wilson, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1980. Richard had worked at 13 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2002 - December 9, 2016
ACAP FINANCIAL INC.
March 18, 1999 - October 28, 1999
EMERGENT FINANCIAL GROUP, INC.
February 6, 1995 - June 28, 2002
WEST AMERICA SECURITIES CORP
January 18, 1995 - February 28, 1995
AMERIVET SECURITIES, INC.
August 26, 1994 - October 27, 1994
FAIRCHILD FINANCIAL GROUP, INC.
July 21, 1994 - September 6, 1994
AMERIVET SECURITIES, INC.
June 22, 1994 - August 30, 1994
WESTMARK SECURITIES CORPORATION
August 20, 1993 - July 5, 1994
R.K. STEELE
January 26, 1993 - August 27, 1993
HELIX SECURITIES, INC.
May 2, 1990 - December 14, 1992
COVEY & CO., INC.
November 3, 1986 - April 25, 1990
BAGLEY SECURITIES, INC.
November 14, 1984 - November 7, 1986
WILSON-DAVIS & CO., INC.
August 11, 1982 - June 21, 1984
DILLON SECURITIES, INC.
December 29, 1980 - July 3, 1985
NORTHRIDGE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/15/2000
Limited Representative-Equity Trader ExamCurrent Firm
ACAP FINANCIAL INC.
CRD#: 7731 / SEC#: , 8-22821
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FERGUSON, KIRK LYNN | PRESIDENT, CEO, CFO, CCO, CO | 1307741 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
