William E. Stenlund
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Ernest Stenlund was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1980. William had worked at 15 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2009 - September 17, 2012
MANDARIN PACIFIC ASSET MANAGEMENT, LLC
April 23, 2009 - December 31, 2010
WHITE PACIFIC SECURITIES, INC.
November 3, 2006 - June 21, 2007
EMMETT A LARKIN COMPANY, INC.
November 3, 2006 - June 21, 2007
EMMETT A LARKIN COMPANY, INC.
July 16, 2003 - September 7, 2005
1ST DISCOUNT BROKERAGE, INC.
August 21, 2002 - September 7, 2005
1ST DISCOUNT BROKERAGE, INC.
August 4, 1995 - April 9, 1996
EQUITY PROGRAMS CORPORATION
August 10, 1994 - August 21, 2002
ACUMENT SECURITIES, INC.
August 17, 1993 - March 20, 1995
ROSE SECURITIES CORPORATION
February 10, 1993 - August 20, 1993
BURNETT, GREY & CO., INC.
June 27, 1988 - June 29, 1992
PIM FINANCIAL SERVICES, INC.
June 27, 1986 - May 19, 1988
GRANITE CAPITAL
November 8, 1984 - June 23, 1986
VALUE EQUITIES CORPORATION
September 17, 1984 - March 6, 1989
INTEGRATED RESOURCES INVESTMENT CENTERS, INC.
September 24, 1982 - November 12, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
December 9, 1981 - May 17, 1982
EVANS LLEWELLYN SECURITIES, INC.
December 24, 1980 - October 18, 1983
FIRST AFFILIATED SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MANDARIN PACIFIC ASSET MANAGEMENT, LLC
CRD#: 145768 / SEC#:
Contact information
Red Flags
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