Jan D. Butensky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jan David Butensky was a registered financial professional .
Jan is a previously registered financial professional and started their career in finance in 1980. Jan had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 1997 - December 31, 2006
THE CONCORD EQUITY GROUP, LLC
April 29, 1997 - November 16, 2018
B&C FINANCIAL ADVISORS
March 20, 1995 - August 28, 1997
COLEMAN & COMPANY SECURITIES, INC.
June 5, 1984 - March 13, 1995
PRUDENTIAL EQUITY GROUP, LLC
April 22, 1982 - June 4, 1984
BLACKSTOCK & CO., INC.
December 24, 1980 - April 22, 1982
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/26/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
THE CONCORD EQUITY GROUP, LLC
CRD#: 14569 / SEC#: , 8-35226
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
