Joseph B. Murdock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Bradley Murdock, who also goes by Joseph Bradley Murdoch, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1980. Joseph had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 1989 - October 17, 1995
OLSEN PAYNE & COMPANY
July 20, 1988 - October 4, 1989
FIRST EAGLE, INC.
August 21, 1987 - January 12, 1990
FITZGERALD, DEARMAN & ROBERTS, INC.
February 25, 1987 - September 9, 1987
THE STUART-JAMES COMPANY, INCORPORATED
January 5, 1987 - January 15, 1987
WILSON-DAVIS & CO., INC.
July 2, 1986 - September 9, 1987
THE STUART-JAMES COMPANY, INCORPORATED
February 5, 1985 - July 28, 1986
WESTERN CAPITAL & SECURITIES, INC.
December 13, 1984 - January 11, 1985
GREENFIELD/CAMPBELL, INC.
August 7, 1984 - December 10, 1984
PENN WEST SECURITIES & COMPANY
November 15, 1982 - July 26, 1984
COVEY & CO., INC.
October 15, 1982 - November 2, 1982
WEDBUSH SECURITIES INC.
December 20, 1980 - August 25, 1982
FIRST EQUITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OLSEN PAYNE & COMPANY
CRD#: 15607 / SEC#: , 8-32286
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
