Jay M. Patel

CLEARPEAK CAPITAL MANAGEMENT

Pittsburgh, PA

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CRD#: 7205857

Professional summary

Jay Minesh Patel is a registered financial advisor currently at CLEARPEAK CAPITAL MANAGEMENT located in Pittsburgh, Pennsylvania.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Jay has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Jay M Patel is a managing member of JM Metal Merchants. The business is not investment related. JM Metal Merchants is a buyer and seller of scrap metal domestically and internationally. Jay M Patel is the president of JM Metal Merchants and his responsibility is to purchase and sell scrap metal to associated parties and to facilitate the shipping of the scrap metal cargo. Jay became managing member of JM Metal Merchants in January of 2022. Jay devotes 10 hours a month to this business, and 0 hours during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Minesh Patel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 19, 2021 - Present

CLEARPEAK CAPITAL MANAGEMENT

RIA

CRD#: 315374

Pittsburgh, PA

Past

April 1, 2020 - March 19, 2021

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

RIA

CRD#: 106277

New York, NY

Past

March 4, 2020 - March 19, 2021

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

RIA

CRD#: 109355

Boston, MA

Past

February 20, 2020 - March 19, 2021

FEDERATED SECURITIES CORP.

RIA

CRD#: 5009

PITTSBURGH, PA

Past

February 20, 2020 - March 19, 2021

FEDERATED INVESTMENT COUNSELING

RIA

CRD#: 105325

Pittsburgh, PA

Past

January 23, 2020 - March 19, 2021

FEDERATED SECURITIES CORP.

CRD#: 5009

PITTSBURGH, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(7/19/2021)

IAR

Texas
(10/13/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/13/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/23/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/23/2020

Securities Industry Essentials Examination

Current Firm

CLEARPEAK CAPITAL MANAGEMENT

CLEARPEAK CAPITAL MANAGEMENT | CLEARPEAK CAPITAL MANAGEMENT LLC

CRD#: 315374 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (7/19/2021 Approved)

Texas

Registered Investment Advisory firm - (10/12/2021 Conditional Restricted)

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Contact information

Main Address

Pittsburgh, PA

Mailing Address

Phone number

(724) 993-3579

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 2,730,013

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jay M. Patel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Minesh Patel's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLEARPEAK CAPITAL MANAGEMENT

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

FEDERATED SECURITIES CORP.

FEDERATED INVESTMENT COUNSELING

FEDERATED SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/13/2020

Series 7TO

Date: 1/23/2020

SIE

Date: 1/23/2020

Current Firm

CLEARPEAK CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CLEARPEAK CAPITAL MANAGEMENT

TRUST BUT VERIFY

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