Carol A. Meyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carol Ann Meyer, who also goes by Carol Ann Mettler, Carol A Meyer, Carol Ann Meyermettler, Carol Ann O'hanneson, was a registered financial professional .
Carol is a previously registered financial professional and started their career in finance in 1980. Carol had worked at 7 firms and has passed the SIE, Series 7, Series 6, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2006 - July 10, 2015
WORLD CHOICE SECURITIES, INC.
January 30, 1991 - November 24, 2006
AMERICAN INVESTORS COMPANY
April 18, 1989 - October 3, 1991
GREENSTONE SECURITIES, INC.
March 29, 1988 - May 16, 1989
CRISPIN KOEHLER SECURITIES
May 22, 1987 - January 25, 1988
PRINCIPAL SECURITIES, INC.
June 19, 1986 - April 29, 1987
INVESTMENT ARCHITECTS, INC.
June 20, 1981 - July 8, 1986
AMERICAN INVESTORS COMPANY
December 17, 1980 - July 18, 1981
FREEMAN FINANCIAL SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD CHOICE SECURITIES, INC.
CRD#: 30933 / SEC#: , 8-45235
Contact information
FINRA licenses (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 24,955,000 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
