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John Steven Voralik

John S. Voralik

Some features on this profile are disabled
CRD#: 7205785
John Steven Voralik

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Steven Voralik was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 2020. John had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Biography

John began his career in financial services with a national broker-dealer and joined Mercer Advisors in 2022. He is passionate about helping successful professionals, entrepreneurs, and families create, preserve, and grow their wealth. John focuses on investment management, tax mitigation, wealth transfer, and charitable giving. As a financial professional with an MBA from the UCLA Anderson School of Management, he also serves as Co-Trustee of the Voralik Family Trust and brings over 20 years of relationship management expertise from the entertainment industry. John received his Bachelor’s degree from Westmont College in Economics & Business and holds the Series 66 and CA Insurance licenses. He and his wife live in Sierra Madre where he coaches their son’s little league team and enjoys their many family adventures.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 1, 2025 - December 2, 2025

VANTAGE WEALTH

RIA
CRD#: 111324
PASADENA, CA
Past

April 19, 2022 - April 8, 2025

MERCER GLOBAL ADVISORS INC.

RIA
CRD#: 147363
Santa Barbara, CA
Past

July 6, 2020 - July 12, 2021

D.A. DAVIDSON & CO.

RIA
CRD#: 199
PASADENA, CA
Past

May 29, 2020 - July 12, 2021

D.A. DAVIDSON & CO.

BD
CRD#: 199
PASADENA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VANTAGE WEALTH
OSHER VAN DE VOORDE INVESTMENT MANAGEMENT | VANTAGE WEALTH | ROBERT OSHER INVESTMENT MANAGEMENT | ROBERT OSHER & COMPANY

CRD#: 111324 / SEC#: 801-49690

RIA
Registered Investment Advisory firm - (7/1/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/2/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/5/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/23/2020
Securities Industry Essentials Examination

Current Firm

VW
VANTAGE WEALTH
OSHER VAN DE VOORDE INVESTMENT MANAGEMENT | VANTAGE WEALTH | ROBERT OSHER INVESTMENT MANAGEMENT | ROBERT OSHER & COMPANY

CRD#: 111324 / SEC#: 801-49690

RIA
Registered Investment Advisory firm - (7/1/1995 Approved)
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Contact information

Main Address
125 North Raymond Avenue Suite 309, Pasadena, CA 91103
Mailing Address
Phone number
(626) 844-7184
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/27/2026)

Regulatory assets under management

Total Number of Accounts489
AUM (Assets Under Management)$ 683,785,861

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VANTAGE WEALTH

Associate Financial PlannerCRD#: 111324

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