Philip C. Benedict

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CRD#: 720561

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Philip C Benedict, CFP® was a registered financial professional .

Philip is a previously registered financial professional and started their career in finance in 1980. Philip had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Retirement Income Management

Retirement Planning

Investment Planning

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 12/7/2004 - NON-VARIABLE INSURANCE DBA - BENEDICT FINANCIAL GROUP, INC. - SELLING FIXED ANNUITIES AND LONG TERM CARE INSURANCE. - ATLANTA, GA. 2. 3/19/2009 - DBA ONLY - BENEDICT FINANCIAL - ATLANTA, GA 3. 12/03/2012: OTHER-NOTARY / I AM A NOTARY PUBLIC WITH FULTON COUNTY, GEORGIA / TIME SPENT 1% 4. 09/15/2014 - BENEDICT FINANCIAL ADVISORS, INC. - REGISTERED INVESTMENT ADVISOR HYBRID - TIME SPENT 150 HOURS PER MONTH - ATLANTA, GA

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1985

Experience

Past

January 15, 2004 - January 17, 2024

BENEDICT FINANCIAL ADVISORS, INC.

RIA

CRD#: 116690

ATLANTA, GA

Past

July 27, 1994 - October 29, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

ATLANTA, GA

Past

January 27, 1984 - January 16, 2024

LPL FINANCIAL LLC

CRD#: 6413

ATLANTA, GA

Past

April 8, 1981 - February 13, 1984

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

December 18, 1980 - January 30, 1981

ENTERPRISE FUND DISTRIBUTORS, INC.

CRD#: 883

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BENEDICT FINANCIAL ADVISORS, INC.

BENEDICT FINANCIAL ADVISORS, INC. | BENEDICT FNANCIAL ADVISORS, INC.

CRD#: 116690 / SEC#: 801-77715

RIA

Registered Investment Advisory firm - (3/6/2013 Approved)

Florida

Registered Investment Advisory firm - (2/5/2014 Terminated)

Georgia

Registered Investment Advisory firm - (2/5/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (2/5/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/29/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/15/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/17/1982

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 4/6/1981

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 12/16/1980

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/2/1984

General Securities Principal Examination

Current Firm

BENEDICT FINANCIAL ADVISORS, INC.

BENEDICT FINANCIAL ADVISORS, INC. | BENEDICT FNANCIAL ADVISORS, INC.

CRD#: 116690 / SEC#: 801-77715

RIA

Registered Investment Advisory firm - (3/6/2013 Approved)

Florida

Registered Investment Advisory firm - (2/5/2014 Terminated)

Georgia

Registered Investment Advisory firm - (2/5/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (2/5/2014 Terminated)

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Contact information

Main Address

6000 Lake Forrest Drive Suite 550, Atlanta, GA 30328-5901

Mailing Address

Phone number

(770) 671-8228

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BENEDICT FINANCIAL ADVISORS WRAP FEE BROCHURE (3/13/2025)

BENEDICT FINANCIAL ADVISORS BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	729
AUM (Assets Under Management)	$ 474,950,483

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Philip C. Benedict

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INTEGRATED RESOURCES EQUITY CORPORATION

ENTERPRISE FUND DISTRIBUTORS, INC.

Primary Firm SEC Registration

BENEDICT FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/29/1995

Series 63

Date: 12/15/1980

SIE

Date: 10/1/2018

Series 7

Date: 7/17/1982

Series 22

Date: 4/6/1981

Series 6

Date: 12/16/1980

Series 24

Date: 3/2/1984

Current Firm

BENEDICT FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BENEDICT FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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