Joseph M. Drinon

CARLSON INVESTMENTS

Concord, NH 03301

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CRD#: 72053

Professional summary

Joseph Michael Drinon is a registered financial advisor currently at CARLSON INVESTMENTS located in Concord, New Hampshire.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Joseph has worked at 5 firms and has passed the Series 65, Series 63, PC and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Drinon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2014 - Present

CARLSON INVESTMENTS

Office #1: Two Capital Plaza Suite 404, Concord, NH 03301

RIA

CRD#: 105729

Concord, NH

Past

August 7, 1997 - January 11, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CONCORD, NH

Past

January 31, 1980 - December 31, 2010

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CONCORD, NH

Past

February 6, 1979 - January 31, 1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

Past

November 14, 1972 - March 22, 1979

BLYTH EASTMAN DILLON & CO. INCORPORATED

CRD#: 6361

Past

April 27, 1972 - November 14, 1972

EASTMAN DILLON, UNION SECURITIES & CO., INCORPORATED

CRD#: 243

Past

March 12, 1970 - May 20, 1972

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARLSON INVESTMENTS

CARLSON D L INVESTMENT GROUP INC | DL CARLSON INVESTMENT GROUP INC. | DL CARLSON INVESTMENT GROUP INC | CARLSON INVESTMENTS

CRD#: 105729 / SEC#: 801-34606

RIA

Registered Investment Advisory firm - (6/12/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(6/30/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/23/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

PC

Date: 7/28/1977

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 3/11/1970

Registered Representative Examination

Current Firm

CARLSON INVESTMENTS

CARLSON D L INVESTMENT GROUP INC | DL CARLSON INVESTMENT GROUP INC. | DL CARLSON INVESTMENT GROUP INC | CARLSON INVESTMENTS

CRD#: 105729 / SEC#: 801-34606

RIA

Registered Investment Advisory firm - (6/12/1989 Approved)

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Contact information

Main Address

Two Capital Plaza Suite 404, Concord, NH 03301

Mailing Address

Phone number

(603) 224-5977

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03-25-2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	901
AUM (Assets Under Management)	$ 694,630,096

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph M. Drinon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Drinon's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

BLYTH EASTMAN DILLON & CO. INCORPORATED

EASTMAN DILLON, UNION SECURITIES & CO., INCORPORATED

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

Primary Firm SEC Registration

CARLSON INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/1999

Series 63

Date: 9/23/1986

PC

Date: 7/28/1977

Series 1

Date: 3/11/1970

Current Firm

CARLSON INVESTMENTS

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARLSON INVESTMENTS

TRUST BUT VERIFY

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