AZ
Armir Zeneli
RWM CAPITAL
The Woodlands, TX 77380
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CRD#: 7205247
AZ
Professional summary
Armir Zeneli is a registered financial advisor currently at RWM CAPITAL, LLC located in The Woodlands, Texas.
Armir is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Armir has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) 03/2023 - Present Roberts Wealth Management - Investment Related- Insurance, Tax and Financial Planning Services; Insurance agent; at least 80 hours per month during market trading hours (2.) RWM Capital, LLC; Investment Related; 1650 Highway 6, Suite 250, Sugar Land TX 77478; RIA; IAR; Start Date 09/2023; at least 80 hours per month during market trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Armir Zeneli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 9, 2023 - Present
RWM CAPITAL, LLC
Office #1: 1575 Sawdust Rd. Suite 150, The Woodlands, TX 77380RIA
CRD#: 310635
The Woodlands, TX
Past
September 4, 2020 - March 14, 2023
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RWM CAPITAL, LLC
ROBERTS WEALTH MANAGEMENT, LLC | RWM CAPITAL, LLC
CRD#: 310635 / SEC#: 801-119513
RIA
Registered Investment Advisory firm - (9/21/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(11/10/2023)
IAR
Mississippi(11/10/2023)
IAR
Texas(11/9/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/21/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 9/4/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
RC
RWM CAPITAL, LLC
ROBERTS WEALTH MANAGEMENT, LLC | RWM CAPITAL, LLC
CRD#: 310635 / SEC#: 801-119513
RIA
Registered Investment Advisory firm - (9/21/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1650 Highway 6 Suite 250, Sugar Land, TX 77478
Mailing Address
2555 Marshall Road Suite C-1, Biloxi, MS 39531
Phone number
(832) 981-7000
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,096 |
| AUM (Assets Under Management) | $ 161,362,901 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RWM CAPITAL, LLC
CRD#: 310635The Woodlands, TX 77380TRUST BUT VERIFY
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