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JG

James E. Griffin

MENSURA SECURITIES
Atlanta, GA 30305
Some features on this profile are disabled
CRD#: 720524
JG

Professional summary

James Edwin Griffin JR, CFP®, who also goes by James E Griffin, James Edmund Griffin Jr, James Edwin Griffin, is a registered financial professional currently at MENSURA SECURITIES, LLC located in Atlanta, Georgia.

James is registered as a RR (Registered Representative) and started their career in finance in 1980. James has worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 82, Series 7, Series 5, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

James E Griffin | James Edmund Griffin Jr | James Edwin Griffin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Edwin Griffin JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

November 21, 2024 - Present

MENSURA SECURITIES, LLC

Office #1: 3060 Peachtree Road Nw Suite 1600, Atlanta, GA 30305
BD
CRD#: 150064
Atlanta, GA
Past

October 31, 2019 - November 20, 2024

BA SECURITIES, LLC

BD
CRD#: 153489
ARLINGTON, VA
Past

April 17, 2019 - October 15, 2019

MORGAN CREEK CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 154377
CHAPEL HILL, NC
Past

May 30, 2017 - March 27, 2019

STILLPOINT CAPITAL, LLC

BD
CRD#: 133146
TAMPA, FL
Past

May 10, 2007 - December 12, 2009

KALORAMA CAPITAL, LLC

BD
CRD#: 104155
WASHINGTON, DC
Past

August 17, 1994 - December 15, 1994

ALEX. BROWN & SONS INCORPORATED

BD
CRD#: 20
Past

July 21, 1993 - June 3, 1994

FINANCIAL SQUARE PARTNERS

BD
CRD#: 1541
Past

April 16, 1987 - February 24, 1988

ALEX. BROWN & SONS INCORPORATED

BD
CRD#: 20
Past

February 21, 1986 - August 12, 1986

LPL FINANCIAL LLC

BD
CRD#: 6413
Past

April 18, 1985 - September 19, 1985

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323
Past

March 23, 1981 - March 22, 1985

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
Past

December 18, 1980 - February 23, 1981

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(4/7/2025)
RR
Georgia
(4/7/2025)
RR
New Jersey
(4/7/2025)
RR
New Mexico
(4/7/2025)
RR
New York
(4/7/2025)
RR
North Carolina
(4/7/2025)
RR
Pennsylvania
(4/7/2025)
RR
South Carolina
(1/8/2025)
RR
Texas
(4/7/2025)
RR
Virginia
(11/21/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 5/17/2017
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 8/10/1993
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 82
Date: 5/30/2017
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 7
Date: 5/9/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 5
Date: 10/23/1981
Interest Rate Options Examination
General Industry/Product Exam
RR
Series 6
Date: 12/16/1980
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/24/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MENSURA SECURITIES, LLC
MENSURA SECURITIES, LLC

CRD#: 150064 / SEC#: , 8-68210

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
3060 Peachtree Road Nw Suite 1600, Atlanta, GA 30305
Mailing Address
3060 Peachtree Road Nw Suite 1600, Atlanta, GA 30305
Phone number
(404) 939-9099
Established
Delaware since 02/09/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MENSURA HOLDINGS, LLCLLC MEMBER
DUDIAK, ROBERT LOUISPRINCIPAL1975929
GRAHAM, ALEXANDER MCCARGOPRINCIPAL / PRESIDENT/CEO5657630
VAN NORT, PETER STAUBFINOP/CHIEF COMPLIANCE OFFICER/PRINCIPAL/PFO/POO2025103

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MENSURA SECURITIES, LLC

CRD#: 150064Atlanta, GA 30305

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