DR
Daniel T. Rice
WEALTH MANAGEMENT
Pierre, SD 57501
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CRD#: 7204988
DR
Professional summary
Daniel Taylor Rice is a registered financial advisor currently at WEALTH MANAGEMENT located in Pierre, South Dakota.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Daniel has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Clausen & Rice - accounting firm - not investment related - Pierre South Dakota - Partner - 08/2004 - Approx 160 hours monthly - Approx 140 hours during security trading hours. PSD Enterprises, LLC - Liquor Store - not investment related - Pierre South Dakota - member- 11/2024 - Approx 10 hours monthly - Approx 5 hours during security trading hours. PSD Holdings, LLC - Real Estate - not investment related - Pierre South Dakota - member - 11/2024 - Approx 1 hours monthly - Approx 1 hours during security trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Taylor Rice's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2021 - Present
WEALTH MANAGEMENT
Office #1: 430 W. Sioux Ave, Ste 2, Pierre, SD 57501RIA
CRD#: 137080
Pierre, SD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WEALTH MANAGEMENT
WEALTH FIRM | WEALTH MANAGEMENT NEBRASKA LLC | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT
CRD#: 137080 / SEC#: 801-65977
RIA
Registered Investment Advisory firm - (2/17/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Dakota(1/7/2021)
Current Firm
WEALTH MANAGEMENT
WEALTH FIRM | WEALTH MANAGEMENT NEBRASKA LLC | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT
CRD#: 137080 / SEC#: 801-65977
RIA
Registered Investment Advisory firm - (2/17/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
125 South 4th Street, Norfolk, NE 68701
Mailing Address
Po Box 1264, Norfolk, NE 68702-1264
Phone number
(402) 371-1160
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,617 |
| AUM (Assets Under Management) | $ 3,100,744,962 |
Red Flags
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Company Information
WEALTH MANAGEMENT
CRD#: 137080Pierre, SD 57501TRUST BUT VERIFY
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