Brandon L. Ward
Professional summary
Brandon Levi Ward, who also goes by Brandon L Ward, is a registered financial professional currently at ROBINHOOD SECURITIES, LLC located in Lake Mary, Florida and ROBINHOOD FINANCIAL, LLC located in Westlake, Texas.
Brandon is registered as a RR (Registered Representative) and started their career in finance in 2020. Brandon has worked at 4 firms and has passed the Series 66, Series 63, Series 57TO, Series 3, Series 7TO, SIE, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brandon Levi Ward's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2025 - Present
ROBINHOOD SECURITIES, LLC
Office #1: 500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746September 26, 2025 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 1500 Solana Blvd Suite 5500, Westlake, TX 76262May 12, 2025 - May 21, 2025
ROBINHOOD ASSET MANAGEMENT
September 11, 2023 - April 17, 2025
ROBINHOOD FINANCIAL, LLC
October 4, 2021 - June 30, 2023
ROBINHOOD FINANCIAL, LLC
May 2, 2020 - September 24, 2021
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/17/2025)
Exams
Series 57TO
Date: 3/16/2025
Securities Trader ExamSeries 7TO
Date: 4/30/2020
General Securities Representative ExaminationFINRA
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 55 |
| Arbitration | 6 |
Red Flags
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Company Information
ROBINHOOD FINANCIAL, LLC
CRD#: 165998Lake Mary, FL 32746TRUST BUT VERIFY
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