Paul H. Drinard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Hamilton Drinard was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1971. Paul had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2004 - December 31, 2019
VOYA FINANCIAL ADVISORS, INC.
January 1, 2004 - December 31, 2019
VOYA FINANCIAL ADVISORS, INC.
May 30, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
May 12, 1998 - January 1, 2004
LOCUST STREET SECURITIES, INC.
February 11, 1993 - May 11, 1998
MUTUAL SERVICE CORPORATION
January 3, 1989 - December 31, 1992
EQUITY SERVICES, INC.
January 7, 1987 - January 1, 1989
JOHN HANCOCK DISTRIBUTORS LLC
March 8, 1971 - December 18, 1978
SHENANDOAH EQUITY SERVICES, INCORPORATED
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/3/1971
Registered Representative ExaminationCurrent Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
