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GJ

G Victor Johnson

CRD# 720430·Registered 1980 - 1995
Previously Registered: Being a previously registered professional could mean that G is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

G Victor Johnson, who also goes by G VIctor Johnson II, George Victor Johnson Ii, was a registered financial advisor. G was a previously registered financial professional and started their career in finance 1980 - 1995. G had worked at 5 firms and has passed the Series 63, Series 27 and F04 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

G Victor Johnson Ii, George Victor Johnson Ii

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

DAIN RAUSCHER INCORPORATED·CRD# 7600
BD
November 14, 1994 - April 17, 1995
CLAYTON BROWN & ASSOCIATES, INC.·CRD# 3664
BD
Chicago, IL
August 25, 1992 - November 14, 1994
LASHCO, INC.·CRD# 15982
BD
Chicago, IL
August 15, 1990 - August 14, 1992
BONNIWELL & CO., INC.·CRD# 6921
BD
June 14, 1984 - January 31, 1985
BMO CAPITAL MARKETS GKST INC.·CRD# 8352
BD
December 5, 1980 - December 29, 1982

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Current Firm

DR
DAIN RAUSCHER INCORPORATED

DAIN BOSWORTH INCORPORATED | DAIN, BOSWORTH INCORPORATED | DAIN RAUSCHER INCORPORATED

CRD#: 7600 / SEC#: 8-3259
BD
Terminated by SEC on 05/08/1998

Contact Information

Established

Delaware since 03/16/1929

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1992About the Series 63 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 1990About the Series 27 exam

F04 — Financial Principal Examination

Passed Nov 1980

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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