JS
Jacob R. Schmidt
CETERA INVESTMENT ADVISERS
COLDWATER, OH 45828
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CRD#: 7204193
JS
Jacob Robert SchmidtCETERA INVESTMENT ADVISERS
Professional summary
Jacob Robert Schmidt, who also goes by Jalob Robert Schmidt, Jacob Schmidt, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Coldwater, Ohio and CETERA WEALTH SERVICES, LLC located in Coldwater, Ohio.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Jacob has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Jalob Robert Schmidt | Jacob Schmidt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Moorman, Harting & Company; CPA/ Staff Accountant; Provides CPA, Bookkeeping, tax services, and general tax guidance to individuals and businesses.; No; 160; 130; 10/04/2019; 815 West Main Street Coldwater OH 45828; Provide guidance and advice to clients. Review younger staffs work. Prepare individual and entity income tax returns, prepare write ups, prepare payroll taxes, prepare other tax returns (CAT, Sales Tax, Use Tax, Excise tax, Heavy Highway Use Tax etc.) 2) Coldwater Community Picnic; Co-Treasurer; The Treasurer is responsible for managing the financial activities of the Coldwater Community Picnic, a nonprofit, tax-exempt organization dedicated to supporting the Coldwater Park and Coldwater Library through an annual town festival.; NIR; 1; 0; 02/07/2025; PO BOX 86 Coldwater OH 45828; Duties include: Writing checks and approving payments for event and organizational expenses. Maintaining accurate and up-to-date financial records and bookkeeping. Counting and depositing money raised from fundraising activities. Attending planning meetings and participating in decision-making processes.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Robert Schmidt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 15, 2026 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 815 West Main Street, Coldwater, OH 45828Office #2: 8089 Booster Dr , Maria Stein, OH 45860RIA
CRD#: 105644
COLDWATER, OH
Current
September 24, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 815 West Main Street, Coldwater, OH 45828BD
CRD#: 13572
COLDWATER, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(7/15/2026)
IAR
Ohio(7/15/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/24/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Loading...
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
