Gregory L. Beaton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Louis Beaton was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1998. Gregory had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2010 - February 29, 2012
ADVANTAGE INVESTMENT MANAGEMENT, LLC
August 3, 2009 - December 31, 2011
NATIONAL PLANNING CORPORATION
March 1, 2006 - July 1, 2009
LINCOLN INVESTMENT
September 26, 2005 - July 1, 2009
LINCOLN INVESTMENT
July 9, 1998 - September 28, 2005
PLANMEMBER SECURITIES CORPORATION
March 23, 1998 - July 2, 1998
LASALLE ST SECURITIES, L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
ADVANTAGE INVESTMENT MANAGEMENT, LLC
CRD#: 146236 / SEC#: 801-69551
Contact information
Red Flags
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