Gregory Louis Beaton
Professional Summary
Gregory Louis Beaton was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 1998 - 2012. Gregory had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
ADVANTAGE FINANCIAL GROUP | WEALTH STRATEGIES GROUP INC | TL FINANCIAL GROUP | TACKMAN CAPITAL MANAGEMENT | STUCKEY & ASSOCIATES | STRATEGIC CAPITAL ADVISERS LLC | SOUDERS FINANCIAL GROUP | SENTRY WEALTH ADVOCATES | SCHMOCKER FINANCIAL SERVICES | SCH FINANCIAL GROUP, LLC | PERSONAL PLANNING LLC | NET WORTH ADVISORS | KEYSTONE RETIREMENT RESOURCES INC | JONES INVESTMENTS | HUMAN FINANCIAL | HT BOLEN & ASSOCIATES | EDSB INVESTMENT CENTER | DETRAY INVESTMENT GROUP | CROSSROADS FINANCIAL | CORNERSTONE FINANCIAL GROUP | CORNERSTONE FINANCIAL | BYNUM FINANCIAL GROUP | ARETI FINANCIAL INC. | ANDERSON INVESTMENT CONSULTING | AMDG FINANCIAL ADVISING & SUCCESSION PLANNING | ADVANTAGE INVESTMENT MANAGEMENT, LLC | ADVANTAGE FINANCIAL SERVICES GROUP
Contact Information
Main Address
222 3rd Ave Se Suite 269, Cedar Rapids, IA 52401Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1998About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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