David Y. Luo
PURKISS CAPITAL ADVISORS | WEALTH ADVISOR
HARRISBURG, PA 17101
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CRD#: 7203997
Professional summary
David Yi Luo, CFA, who also goes by David Y Luo, David Luo, is a registered financial advisor currently at PURKISS CAPITAL ADVISORS, LLC located in Harrisburg, Pennsylvania.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. David has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Biography
Before joining FMA, David was an investment portfolio manager with F&M Bank and Trust Co., Camp Hill, PA. Prior to that, he was Senior Financial Analyst at National Grid USA, Brooklyn, NY and Chief Financial Officer at TRAC, Camp Hill, PA.
David holds a MS/BS in Electrical Engineering and BA in Quantitative Economics from Tufts University and an MBA from Boston University. Additionally, David serves on the adjunct faculty at Penn State University, Shippensburg University John Grove School of Business and Dickinson College Mathematics Department. He is a CFA® charter holder.
He is the current Vice Chairperson of The Real Estate Collaborative and his most recent past community involvement includes Safe Harbor Carlisle, Cumberland Area Economic Development Corporation and Habitat for Humanity.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Y Luo | David Luo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Yi Luo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 13, 2025 - Present
PURKISS CAPITAL ADVISORS, LLC
Office #1: 409 North Second Street, Harrisburg, PA 17101RIA
CRD#: 124324
HARRISBURG, PA
Past
April 5, 2022 - April 9, 2025
HIGHTOWER ADVISORS, LLC
RIA
CRD#: 145323
Harrisburg, PA
Past
April 5, 2022 - April 9, 2025
HIGHTOWER SECURITIES, LLC
BD
CRD#: 116681
CHICAGO, IL
Past
February 5, 2020 - June 18, 2021
EDWARD JONES
RIA
CRD#: 250
Carlisle, PA
Past
January 13, 2020 - June 18, 2021
EDWARD JONES
BD
CRD#: 250
Carlisle, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PURKISS CAPITAL ADVISORS, LLC
PURKISS CAPITAL ADVISORS, INC. | PURKISS CAPITAL ADVISORS, LLC
CRD#: 124324 / SEC#: 801-64777
RIA
Registered Investment Advisory firm - (10/11/2005 Approved)Connecticut
Registered Investment Advisory firm - (10/17/2005 Terminated)New York
Registered Investment Advisory firm - (10/17/2005 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/18/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(6/13/2025)
IAR
Pennsylvania(6/13/2025)
IAR
Texas(6/13/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/13/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
PC
PURKISS CAPITAL ADVISORS, LLC
PURKISS CAPITAL ADVISORS, INC. | PURKISS CAPITAL ADVISORS, LLC
CRD#: 124324 / SEC#: 801-64777
RIA
Registered Investment Advisory firm - (10/11/2005 Approved)Connecticut
Registered Investment Advisory firm - (10/17/2005 Terminated)New York
Registered Investment Advisory firm - (10/17/2005 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/18/2005 Terminated)Loading...
Contact information
Main Address
Ridgefield, CT
Mailing Address
Phone number
(203) 431-5862
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,246 |
| AUM (Assets Under Management) | $ 842,154,244 |
Red Flags
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Company Information
PURKISS CAPITAL ADVISORS, LLC
WEALTH ADVISORCRD#: 124324Harrisburg, PA 17101TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
