AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RG

Ranjeet Guptara

SAGEPOINT CAPITAL PARTNERS
FRANKLIN, TN 37067
CRD#: 7203719
Some features on this profile are disabled
RG
Ranjeet GuptaraSAGEPOINT CAPITAL PARTNERS

Professional summary

Ranjeet Guptara is a registered financial advisor currently at SAGEPOINT CAPITAL PARTNERS LLC located in Franklin, Tennessee.

Ranjeet is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Ranjeet has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ranjeet Guptara's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 20, 2026 - Present

SAGEPOINT CAPITAL PARTNERS LLC

Office #1: Mcewen Northside, Block E 4020 Aspen Grove Drive, Suite 355, Franklin, TN 37067
RIA
CRD#: 339742
FRANKLIN, TN
Past

May 28, 2025 - June 2, 2026

AEGIS CAPITAL CORP.

RIA
CRD#: 15007
NASHVILLE, TN
Past

May 28, 2025 - June 2, 2026

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY
Past

January 22, 2020 - May 20, 2025

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
Los Angeles, CA
Past

January 3, 2020 - May 20, 2025

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
Los Angeles, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(5/20/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/22/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/3/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/27/2019
Securities Industry Essentials Examination

Current Firm

SC
SAGEPOINT CAPITAL PARTNERS LLC
SAGEPOINT CAPITAL PARTNERS LLC

CRD#: 339742 / SEC#: 801-135485

RIA
Registered Investment Advisory firm - (3/27/2026 120-Day Approval)
Loading...

Contact information

Main Address
Mcewen Northside, Block E 4020 Aspen Grove Drive, Suite 355, Franklin, TN 37067
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SAGEPOINT CAPITAL PARTNERS LLC (2/3/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAGEPOINT CAPITAL PARTNERS LLC

CRD#: 339742Franklin, TN 37067

TRUST BUT VERIFY

Monitor Ranjeet Guptara

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Steven Walter Glasgow
Steven GlasgowAdvisorCheck Check Mark
GLOBAL RETIREMENT PARTNERS LLC
IAR
Nashville, TN
James Ralph Parker
James ParkerAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Franklin, TN
Thomas Adam Ennis
Thomas EnnisAdvisorCheck Check Mark
TRUIST ADVISORY SERVICES, INC.
IAR
RR
SUITE 620, TN
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.