David R. Clugston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Ross Clugston, who also goes by David R Clugston, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1980. David had worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 1987 - June 17, 1988
MANAGED INVESTMENTS, INC.
June 3, 1985 - February 7, 1987
ALLEGHENY INVESTMENTS, LTD.
December 27, 1983 - May 29, 1985
MANAGED INVESTMENTS, INC.
December 11, 1980 - March 30, 1988
THE O.N. EQUITY SALES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MANAGED INVESTMENTS, INC.
CRD#: 2640 / SEC#: , 8-13022
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
