Chingpao Chang

EAST WEST WEALTH ADVISORS

SANTA CLARA, CA 95054

Some features on this profile are disabled

CRD#: 7203162

Professional summary

Chingpao Chang, who also goes by Chinpao Chang, Christina Chang, is a registered financial advisor currently at EAST WEST WEALTH ADVISORS LLC located in Santa Clara, California.

Chingpao is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Chingpao has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Chinpao Chang | Christina Chang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chingpao Chang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2026 - Present

EAST WEST WEALTH ADVISORS LLC

Office #1: 2350 Mission College Blvd Ste 988, Santa Clara, CA 95054

RIA

CRD#: 342776

SANTA CLARA, CA

Past

August 15, 2022 - August 4, 2026

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Pasadena, CA

Past

August 15, 2022 - August 4, 2026

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

PASADENA, CA

Past

April 19, 2022 - August 15, 2022

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SAN FRANCISCO, CA

Past

April 19, 2022 - August 15, 2022

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SAN FRANCISCO, CA

Past

November 1, 2020 - April 11, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PALO ALTO, CA

Past

September 11, 2020 - April 11, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PALO ALTO, CA

Past

December 18, 2019 - August 20, 2020

J.P. MORGAN SECURITIES LLC

CRD#: 79

PALO ALTO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/5/2026)

IAR

Texas
(8/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/29/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/2/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/30/2020

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 12/18/2019

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 12/5/2019

Securities Industry Essentials Examination

Current Firm

EAST WEST WEALTH ADVISORS LLC

CRD#: 342776 / SEC#: 801-136751

RIA

Registered Investment Advisory firm - (7/14/2026 120-Day Approval)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

135 N. Los Robles Ave. 7th Floor, Pasadena, CA 91101

Mailing Address

Phone number

(888) 928-8189

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - APPENDIX 1 (WRAP FEE PROGRAM BROCHURE) (7/2/2026)

FORM ADV PART 2A (7/2/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ashkahn Moayedi

WELLS FARGO CLEARING SERVICES, LLC

IAR

DANVILLE, CA

Ronald Guay

FALCON WEALTH PLANNING, INC.

IAR

San Jose, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Chingpao Chang

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chingpao Chang's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/29/2020

Series 63

Date: 1/2/2020

Series 7TO

Date: 9/30/2020

Series 6TO

Date: 12/18/2019

SIE

Date: 12/5/2019

Current Firm

EAST WEST WEALTH ADVISORS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

EAST WEST WEALTH ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors