Kevin J. Heneghan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin John Heneghan was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1980. Kevin had worked at 6 firms and has passed the Series 57TO, SIE, Series 55, Series 3, Series 41, Series 15, Series 5, Series 7, Series 14, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2006 - December 5, 2007
OTR GLOBAL TRADING LLC
May 6, 2003 - December 5, 2007
OTR GLOBAL LLC
May 14, 1992 - March 1, 2007
OPTIONS TRADING ASSOCIATES LLC
October 8, 1990 - November 21, 2023
OTA LLC
July 15, 1983 - October 8, 1990
OCWEN TRADING, INC.
December 8, 1980 - March 28, 1983
WALSH, GREENWOOD & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/19/1999
Limited Representative-Equity Trader ExamSeries 41
Date: 5/4/1985
NYSE Allied Member ExaminationSeries 15
Date: 12/6/1982
Foreign Currency Options ExaminationSeries 5
Date: 10/14/1981
Interest Rate Options ExaminationCurrent Firm
OTR GLOBAL TRADING LLC
CRD#: 138116 / SEC#: , 8-67147
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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