Sharon L. Roeske
Professional summary
Sharon Lee Roeske, who also goes by Sharon L Evans, Sharon Lee Evans, Sharon Roeske, is a registered financial professional currently at CCS TRANSACTIONS, LLC located in Minneapolis, Minnesota and MORETON CAPITAL MARKETS, LLC located in Salt Lake City, Utah.
Sharon is registered as a RR (Registered Representative) and started their career in finance in 1980. Sharon has worked at 22 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 27, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sharon Lee Roeske's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2021 - Present
CCS TRANSACTIONS, LLC
Office #1: 150 South Fifth Street Suite 2700, Minneapolis, MN 55402August 10, 2021 - Present
MORETON CAPITAL MARKETS, LLC
Office #1: 101 S. 200 E. Suite 300, Salt Lake City, UT 84111September 4, 2020 - June 11, 2021
SILICON PRAIRIE CAPITAL PARTNERS, LLC
January 5, 2018 - November 30, 2022
MMX GLOBAL PARTNERS, LLC
September 12, 2017 - April 17, 2023
ALLISON-WILLIAMS COMPANY
March 4, 2016 - August 29, 2016
MAXWELL SIMON, INC.
July 29, 2014 - December 21, 2015
BMS CAPITAL ADVISORY, INC.
March 27, 2014 - February 4, 2016
COPPER FINANCIAL
November 30, 2012 - December 31, 2013
LAKE STREET CAPITAL MARKETS, LLC
December 9, 2010 - June 4, 2012
CCS TRANSACTIONS, LLC
February 19, 2010 - June 30, 2010
MERCANTI SECURITIES, LLC
May 21, 2009 - October 26, 2009
WELSH SECURITIES LLC
March 2, 2009 - May 11, 2009
DELPHI FINANCIAL CORP.
July 25, 2008 - November 3, 2009
BAYVIEW CAPITAL SECURITIES, LLC
December 2, 2005 - May 17, 2006
BLUE ROCK GLOBAL PARTNERS, INC.
August 23, 2004 - June 1, 2005
STANTON INVESTMENT SERVICES, INC.
July 2, 2004 - August 3, 2004
HUNTINGDON SECURITIES CORPORATION
May 27, 2003 - April 6, 2004
STANTON INVESTMENT SERVICES, INC.
January 14, 2002 - June 11, 2008
MAXWELL SIMON, INC.
October 9, 2001 - January 10, 2002
TCF INVESTMENTS, INC.
March 30, 2001 - May 15, 2001
MARQUETTE FINANCIAL GROUP, INC.
November 17, 1998 - September 14, 2000
FINTEGRA, LLC
November 3, 1989 - April 23, 1998
U.S. BANCORP INVESTMENTS, INC.
February 14, 1985 - November 3, 1989
FBS BROKERAGE SERVICES, INC.
March 9, 1983 - January 11, 1985
JOHN G. KINNARD AND COMPANY, INCORPORATED
November 24, 1980 - September 2, 1981
JOHN G. KINNARD AND COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MORETON CAPITAL MARKETS, LLC
CRD#: 132643 / SEC#: , 8-66620
Contact information
FINRA licenses (39 States and Territories)
Red Flags
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