William E. Zilys
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Erwin Zilys, who also goes by William E Kolman, Bill Zilys, William E Zilys, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1980. William had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 1988 - May 25, 1989
WILLIAMS FINANCIAL SERVICES, INC.
August 14, 1987 - June 27, 1988
TRANSAMERICA FINANCIAL ADVISORS, INC.
August 14, 1987 - June 28, 1988
TRANSAMERICA SECURITIES SALES CORPORATION
August 8, 1986 - March 5, 1987
PIPER SANDLER & CO.
January 27, 1983 - August 11, 1986
RICHARDS MERRILL WEALTH MANAGEMENT
November 24, 1982 - February 16, 1983
J. ROBERT SHEEKS & CO.
December 9, 1980 - November 23, 1982
AMERICAN EXPRESS FINANCIAL CORPORATION
December 9, 1980 - November 8, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
December 9, 1980 - November 8, 1983
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WILLIAMS FINANCIAL SERVICES, INC.
CRD#: 19564 / SEC#: , 8-37652
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
