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BT

Bryson H. Traywick

WEALTHFRONT BROKERAGE LLC
Palo Alto, CA 94301
Some features on this profile are disabled
CRD#: 7202360
BT

Professional summary


Bryson Hunter Traywick, who also goes by Bryson Traywick, Bryson Hunter Traywick, is a registered financial professional currently at WEALTHFRONT BROKERAGE LLC located in Palo Alto, California.

Bryson is registered as a RR (Registered Representative) and started their career in finance in 2020. Bryson has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bryson Traywick | Bryson Hunter Traywick

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Bryson Hunter Traywick's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 19, 2024 - Present

WEALTHFRONT BROKERAGE LLC

Office #1: 261 Hamilton Ave, Palo Alto, CA 94301
BD
CRD#: 153407
Palo Alto, CA
Past

February 25, 2021 - January 17, 2024

ALLY INVEST SECURITIES LLC

BD
CRD#: 136131
Charlotte, NC
Past

June 1, 2020 - January 27, 2021

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
CHARLOTTE, NC
Past

January 17, 2020 - February 12, 2020

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
CHARLOTTE, NC

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/19/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 6/12/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/17/2020
General Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


WB
WEALTHFRONT BROKERAGE LLC
KACHING BROKERAGE CORPORATION | WEALTHFRONT BROKERAGE LLC | WEALTHFRONT BROKERAGE CORPORATION

CRD#: 153407 / SEC#: , 8-68534

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
261 Hamilton Ave, Palo Alto, CA 94301
Mailing Address
261 Hamilton Ave, Palo Alto, CA 94301
Phone number
(844) 995-8437
Established
Delaware since 08/01/2018
Firm type
Limited Liability Company
Fiscal year end
July
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WEALTHFRONTOWNER
COFFEY, JAMIE ELISECEO4810449
IMBERMAN, ALAN DCFO5576870
MATTHEWS, JONATHAN FOSTERCCO6844950
MCKEE, AUSTIN DOUGLASCTO7328731
RUDNEVA, EVGENIYAFINOP6400931
RYDEN, MARKCHIEF OPERATING OFFICER6955195

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WEALTHFRONT BROKERAGE LLC

CRD#: 153407Palo Alto, CA 94301

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