AG
Adam Gartside
PINNACLE INVESTMENTS
Morristown, NJ
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CRD#: 7202256
AG
Professional summary
Adam Gartside, who also goes by Adam T Gartside, is a registered financial advisor currently at PINNACLE INVESTMENTS, LLC located in Morristown, New Jersey.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Adam has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam T Gartside
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Clarke Moynihan Landscaping and Construction, Is Not Investment Related, 229 Main St, , Andover, NJ, 07821, United States, Construction, Painter, 3/1/2024, 80 hours per month,0 hours per month during trading hours, Hourly Compensation, Complete painting projects and estimate project costs for future projects. This job requires me to paint on the weekends to wrap up projects and set up other projects so they can be ready for other workers to come in and complete them.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Gartside's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Adam Gartside's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2022 - Present
PINNACLE INVESTMENTS, LLC
Office #2: 89 Headquarters Plaza 14th Floor, Morristown, NJ, 07960RIA
BD
CRD#: 142910
Morristown, NJ
Current
April 3, 2022 - Present
PINNACLE INVESTMENTS, LLC
Office #1: 89 Headquarters Plaza 14th Floor, Morristown, NJ, 07960RIA
BD
CRD#: 142910
Morristown, NJ
Past
February 24, 2020 - April 6, 2022
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
MOUNT LAUREL, NJ
Past
January 30, 2020 - April 6, 2022
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
MOUNT LAUREL, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PINNACLE INVESTMENTS, LLC
PINNACLE INVESTMENTS, LLC | PINNACLE INVESTMENTS,LLC | PINNACLE INVESTMENTS, LLC (SUCCESSOR)
CRD#: 142910 / SEC#: 801-67860, 8-67515
RIA
Registered Investment Advisory firm - SEC (5/18/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (9/12/2018 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/2/2019 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/24/2024)
IAR
California(10/25/2024)
RR
Florida(4/3/2022)
IAR
Florida(4/11/2022)
RR
Missouri(7/1/2025)
IAR
Missouri(7/2/2025)
RR
New Jersey(4/3/2022)
IAR
New Jersey(4/4/2022)
RR
New York(4/3/2022)
IAR
New York(4/3/2022)
RR
Oregon(7/1/2025)
IAR
Oregon(7/7/2025)
RR
Pennsylvania(4/3/2022)
IAR
Pennsylvania(4/3/2022)
RR
South Carolina(1/31/2024)
IAR
South Carolina(2/15/2024)
RR
Washington(6/16/2025)
IAR
Washington(6/16/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/30/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PINNACLE INVESTMENTS, LLC
PINNACLE INVESTMENTS, LLC | PINNACLE INVESTMENTS,LLC | PINNACLE INVESTMENTS, LLC (SUCCESSOR)
CRD#: 142910 / SEC#: 801-67860, 8-67515
RIA
Registered Investment Advisory firm - SEC (5/18/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (9/12/2018 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/2/2019 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057
Mailing Address
5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057
Phone number
(315) 251-1101
Established
New York since 08/04/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
60
SEC notice filing (41 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,860 |
| AUM (Assets Under Management) | $ 1,056,507,711 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 12/23/2024 | ||
| 03/27/2024 | ||
| 03/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
