Sarvenaz Chafik
Professional summary
Sarvenaz Chafik, who also goes by Sarvenaz Raana Chafik, is a registered financial professional currently at JPMORGAN DISTRIBUTION SERVICES, INC. located in New York , New York.
Sarvenaz is registered as a RR (Registered Representative) and started their career in finance in 2019. Sarvenaz has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sarvenaz Chafik's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 4, 2024 - Present
JPMORGAN DISTRIBUTION SERVICES, INC.
Office #1: 390 Madison Avenue , New York , NY 10017December 18, 2019 - January 12, 2023
BLACKROCK INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/24/2024)
(1/3/2025)
(12/4/2024)
Exams
Series 7TO
Date: 12/18/2019
General Securities Representative ExaminationFINRA
Current Firm
JPMORGAN DISTRIBUTION SERVICES, INC.
CRD#: 104234 / SEC#: , 8-52700
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| BARTA, WENDY KAY | PRESIDENT AND DIRECTOR | 2855534 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER AND DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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