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Robert Roussel

MML STRATEGIC DISTRIBUTORS
Boston, MA
·CRD# 7201570·6 years experience

Professional Summary

Robert Roussel is a registered financial advisor currently at MML STRATEGIC DISTRIBUTORS, LLC located in Boston, Massachusetts. Robert is registered as a RR (Registered Representative) and started their career in finance in 2020. Robert has worked at 3 firms and has passed the Series 63, Series 6TO, SIE and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

MML STRATEGIC DISTRIBUTORS, LLC·CRD# 168638
BD
10 Fan Pier Blvd, Boston, MA 02210
February 24, 2020 - Present
MML DISTRIBUTORS, LLC·CRD# 38030
BD
Springfield, MA
April 3, 2023 - November 7, 2023
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Phoenix, AZ
February 24, 2020 - May 6, 2021

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Current Firm

MS
MML STRATEGIC DISTRIBUTORS, LLC

MML STRATEGIC DISTRIBUTORS, LLC

CRD#: 168638 / SEC#: 8-69322
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

1295 State Street, Springfield, MA 01111-0001

Mailing Address

1295 State Street, Springfield, MA 01111-0001

Phone Number

(413) 744-4528

Established

Delaware since 06/07/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYMEMBER—
BAGGETTA, VINCENT COSIMOCHIEF RISK OFFICER2431743
BLUE, DOMINICDIRECTOR7323924
CRADDOCK, GEOFFREYDIRECTOR1444771
DIGANGI, MATTHEW TCHIEF EXECUTIVE OFFICER AND PRESIDENT3229894
DUCH III, EDWARD KARLCHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT4808341
GIARDIELLO, GREGORY JOSEPHDIRECTOR8256045
PUHALA, JAMESVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER5290483
RISPOLI, FRANK JOSEPHCHIEF FINANCIAL OFFICER AND TREASURER4364402

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Massachusetts
(8/14/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2026About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2020About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2020About the SIE exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Apr 2024About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Roussel's CRS (Customer Relationship Summary).

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RR
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