Roger N. Schreiner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger Nmn Schreiner, who also goes by Roger J Schreiner, Roger Jerome Schreiner, was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 1994. Roger had worked at 1 firm and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 1994 - November 2, 2015
SCHREINER CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 6/21/1996
Non-Member General Securities ExaminationCurrent Firm
SCHREINER CAPITAL MANAGEMENT, INC.
CRD#: 106662 / SEC#: 801-45366
Contact information
Red Flags
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