Lily Berry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lily Berry, who also goes by Lily Berry, was a registered financial professional .
Lily is a previously registered financial professional and started their career in finance in 2020. Lily had worked at 2 firms and has passed the Series 65, Series 6TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2026 - September 3, 2026
THE PENSION GROUP
January 1, 2020 - March 21, 2023
NATIONWIDE INVESTMENT SERVICES CORPORATION
Primary Firm SEC Registration
THE PENSION GROUP
CRD#: 293819 / SEC#: 801-132293
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 12/31/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
THE PENSION GROUP
CRD#: 293819 / SEC#: 801-132293
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 822 |
| AUM (Assets Under Management) | $ 182,371,106 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
