John E. Gutierrez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edmond Gutierrez, who also goes by John Edmond Guiterrez, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2022 - September 15, 2023
GROVE POINT ADVISORS, LLC
November 3, 2022 - September 15, 2023
GROVE POINT INVESTMENTS, LLC
October 31, 2005 - November 7, 2022
OSAIC SERVICES, INC.
October 31, 2005 - November 7, 2022
OSAIC SERVICES, INC.
July 25, 1994 - October 31, 2005
SUNAMERICA SECURITIES, INC.
May 19, 1992 - October 31, 2005
SUNAMERICA SECURITIES, INC.
July 29, 1991 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
October 24, 1988 - August 12, 1991
EDWARD JONES
June 29, 1988 - October 27, 1988
ANDERSON, BRYANT & CO.
September 3, 1982 - January 12, 1990
FITZGERALD, DEARMAN & ROBERTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT ADVISORS, LLC
CRD#: 313171 / SEC#: 801-56879
Contact information
Regulatory assets under management
| Total Number of Accounts | 9,556 |
| AUM (Assets Under Management) | $ 2,470,347,917 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 10/26/2023 | ||
| 02/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
