Kristina K. Draper
Professional summary
Kristina Kathleeen Draper, CFP®, who also goes by Kris Draper, Kristina Draper, is a registered financial advisor currently at NORTHERN LIGHTS ADVISORS, INC. located in Seattle, Washington.
Kristina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Kristina has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kristina Kathleeen Draper's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2022
Experience
March 16, 2022 - Present
NORTHERN LIGHTS ADVISORS, INC.
Office #1: 1448 Nw Market St Suite 500, Seattle, WA 98107April 7, 2020 - April 11, 2022
PRUCO SECURITIES, LLC.
April 7, 2020 - April 11, 2022
PRUCO SECURITIES, LLC.
January 7, 2020 - April 15, 2020
VOYA FINANCIAL ADVISORS, INC.
December 23, 2019 - April 15, 2020
VOYA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
NORTHERN LIGHTS ADVISORS, INC.
CRD#: 167824 / SEC#: 801-133961
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/17/2022)
(3/17/2022)
(3/16/2022)
Exams
Series 7TO
Date: 12/23/2019
General Securities Representative ExaminationCurrent Firm
NORTHERN LIGHTS ADVISORS, INC.
CRD#: 167824 / SEC#: 801-133961
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 270 |
| AUM (Assets Under Management) | $ 131,717,958 |
Red Flags
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