Brian D. Schrauger
Professional summary
Brian Dale Schrauger was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brian is a previously registered financial professional and started their career in finance in 1980. Prior to being barred, Brian had worked at 6 firms, which includes LORD & KENDYLL INVESTMENTS INC., DOMINION CAPITAL CORPORATION, SENTRA SECURITIES CORPORATION, FSC SECURITIES CORPORATION, BOARDWALK CAPITAL CORPORATION, OSAIC FS INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 1995 - May 10, 1996
LORD & KENDYLL INVESTMENTS, INC.
June 27, 1990 - May 2, 1997
DOMINION CAPITAL CORPORATION
July 3, 1985 - July 5, 1990
SENTRA SECURITIES CORPORATION
October 31, 1984 - July 18, 1985
FSC SECURITIES CORPORATION
November 2, 1983 - March 21, 1984
BOARDWALK CAPITAL CORPORATION
October 3, 1980 - November 19, 1984
OSAIC FS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LORD & KENDYLL INVESTMENTS, INC.
CRD#: 14027 / SEC#: , 8-30198
Contact information
Documents
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