William C. Schaeder

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CRD#: 720010

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Charles Schaeder was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1980. William had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 24, 2022 - August 9, 2024

ROSENBLATT SECURITIES INC.

CRD#: 18377

NEW YORK, NY

Past

March 18, 2011 - May 16, 2022

COLLIERS SECURITIES LLC

CRD#: 7477

MINNEAPOLIS, MN

Past

July 9, 2008 - March 22, 2011

NORTHLAND SECURITIES, INC.

CRD#: 40258

MINNEAPOLIS, MN

Past

December 11, 2003 - November 23, 2004

GRACE FINANCIAL GROUP LLC

CRD#: 104133

SOUTHHAMPTON, NY

Past

April 6, 1998 - March 20, 2002

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

July 24, 1991 - April 6, 1998

WESSELS, ARNOLD & HENDERSON, L.L.C.

CRD#: 17914

MINNEAPOLIS, MN

Past

October 28, 1988 - June 28, 1991

S.G. WARBURG & CO. INC.

CRD#: 1483

NEW YORK, NY

Past

July 31, 1985 - August 30, 1988

L. F. ROTHSCHILD & CO. INCORPORATED

CRD#: 501

Past

December 21, 1983 - August 1, 1985

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

March 12, 1981 - March 17, 1983

LEXINGTON FUNDS DISTRIBUTOR, INC.

CRD#: 8194

Past

November 28, 1980 - January 30, 1982

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 7/19/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/8/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/25/1980

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ROSENBLATT SECURITIES INC.

RICHARD A. ROSENBLATT & COMPANY, INC. | ROSENBLATT SECURITIES INC.

CRD#: 18377 / SEC#: , 8-24255

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

40 Wall Street 59th Floor, New York, NY 10005

Mailing Address

40 Wall Street 59th Floor, New York, NY 10005

Phone number

(212) 607-3100

Established

New York since 08/29/1979

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (15 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GAWRONSKI, JOSEPH CHARLES JR	PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, DIRECTOR	2946954
ROSENBLATT, RICHARD ALLAN	CHAIRMAN RETIRED	1557345
FRAIN, JOURDAN BLAKE	COO	5745300
RONEY, CHARLES PATRICK	CHIEF COMPLIANCE OFFICER	1978773

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William C. Schaeder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COLLIERS SECURITIES LLC

NORTHLAND SECURITIES, INC.

GRACE FINANCIAL GROUP LLC

RBC CAPITAL MARKETS, LLC

WESSELS, ARNOLD & HENDERSON, L.L.C.

S.G. WARBURG & CO. INC.

L. F. ROTHSCHILD & CO. INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

LEXINGTON FUNDS DISTRIBUTOR, INC.

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/19/2008

SIE

Date: 10/1/2018

Series 7

Date: 7/8/2008

Series 6

Date: 11/25/1980

Current Firm

ROSENBLATT SECURITIES INC.

Contact information

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ROSENBLATT SECURITIES INC.

TRUST BUT VERIFY

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