Roger C. Owen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger Curtis Owen was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 1981. Roger had worked at 4 firms and has passed the Series 63, Series 3, Series 22, Series 6, Series 7, Series 39 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 1991 - June 18, 1992
INVESTAMERICA FINANCIAL SERVICES CORPORATION
January 10, 1991 - March 27, 1991
JM SECURITIES, INC.
September 18, 1987 - May 23, 1990
PFS INVESTMENTS INC.
September 11, 1981 - May 21, 1982
ENTERPRISE FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTAMERICA FINANCIAL SERVICES CORPORATION
CRD#: 18613 / SEC#: , 8-36537
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
