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AL

Anthony R. Legault

CHAPS LIFESTYLE LLC
Seattle, WA 98121
Some features on this profile are disabled
CRD#: 7199703
AL

Professional summary

Anthony Ryan Legault, who also goes by Anthony Ryan Legault, is a registered financial advisor currently at CHAPS LIFESTYLE LLC located in Seattle, Washington.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Anthony has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Anthony Ryan Legault

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Address: 300 Lenora St #1032 Seattle, WA 98121, Natural skincare products, Founder, Approximate # of hours/month devoted to the business: 4, # of hours devoted to business during trading hours: 0, Duties: Manage business operations

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Ryan Legault's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 25, 2025 - Present

CHAPS LIFESTYLE LLC

Office #1: 300 Lenora St, Seattle, WA 98121
RIA
CRD#: 333806
Seattle, WA
Past

March 27, 2024 - August 26, 2024

INVESCO MANAGED ACCOUNTS, LLC

RIA
CRD#: 154461
SEATTLE, WA
Past

January 18, 2022 - March 27, 2024

INVESCO ADVISERS, INC.

RIA
CRD#: 105360
Seattle, WA
Past

January 18, 2022 - August 26, 2024

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
HOUSTON, TX
Past

February 18, 2021 - December 16, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SEATTLE, WA
Past

January 11, 2021 - December 16, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(3/25/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/12/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/11/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/11/2019
Securities Industry Essentials Examination

Current Firm

CL
CHAPS LIFESTYLE LLC
CHAPS | CHAPS LIFESTYLE LLC

CRD#: 333806 / SEC#:

Washington
Registered Investment Advisory firm - (3/25/2025 Approved)
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Contact information

Main Address
Seattle, WA
Mailing Address
300 Lenora St #1032, Seattle, WA 98121
Phone number
(206) 931-5606
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHAPS LIFESTYLE LLC

CRD#: 333806Seattle, WA 98121

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