Anthony R. Legault

CHAPS LIFESTYLE LLC

SEATTLE, WA

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CRD#: 7199703

Professional summary

Anthony Ryan Legault, who also goes by Anthony Ryan Legault, is a registered financial advisor currently at CHAPS LIFESTYLE LLC located in Seattle, Washington.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Anthony has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony Ryan Legault

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Ryan Legault's CRS (Customer Relationship Summary).

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

February 18, 2021 - December 16, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SEATTLE, WA

Past

January 11, 2021 - December 16, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(3/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/12/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/11/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/11/2019

Securities Industry Essentials Examination

Current Firm

CHAPS LIFESTYLE LLC

CHAPS | CHAPS LIFESTYLE LLC

CRD#: 333806 / SEC#:

Washington

Registered Investment Advisory firm - (3/25/2025 Approved)

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Contact information

Main Address

Seattle, WA

Mailing Address

300 Lenora St #1032, Seattle, WA 98121

Phone number

(206) 931-5606

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony R. Legault

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Ryan Legault's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHAPS LIFESTYLE LLC

CHAPS LIFESTYLE LLC

INVESCO MANAGED ACCOUNTS, LLC

INVESCO ADVISERS, INC.

INVESCO DISTRIBUTORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 2/12/2021

Series 7TO

Date: 1/11/2021

SIE

Date: 12/11/2019

Current Firm

CHAPS LIFESTYLE LLC

Contact information

Documents

Red Flags

Company Information

CHAPS LIFESTYLE LLC

TRUST BUT VERIFY

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