Peter J. Weir
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter John Weir, who also goes by Peter J Weir, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1980. Peter had worked at 11 firms and has passed the Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2011 - June 14, 2012
CFD INVESTMENTS, INC.
January 17, 2006 - April 8, 2011
FARMERS FINANCIAL SOLUTIONS, LLC
July 24, 2001 - November 22, 2004
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
July 2, 2001 - July 26, 2001
HORNOR, TOWNSEND & KENT, LLC
October 25, 2000 - May 10, 2001
CONSECO EQUITY SALES, INC.
March 1, 1999 - August 27, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 26, 1996 - September 17, 1998
NATIONAL PLANNING CORPORATION
March 9, 1994 - November 17, 1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 9, 1994 - November 17, 1994
OSAIC FA, INC.
July 26, 1984 - June 8, 1990
SIGNATOR INVESTORS, INC.
November 28, 1980 - October 20, 1982
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CFD INVESTMENTS, INC.
CRD#: 25427 / SEC#: , 8-41727
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRAUN, BRIGIT R | OWNER | 6585909 |
| OWENS, BRENT ANTHONY | PRESIDENT/DIRECTOR | 2261719 |
| ROCKEY, BROOKE LEIGH | OWNER | 4817176 |
| THE OWENS FAMILY TRUST DATED 8/1/2017 | OWNER | |
| BAHRENBURG, MATTHEW O | CHIEF COMPLIANCE OFFICER | 5295661 |
| HALE, DANIEL KRIS | OWNER, VICE PRESIDENT, DIRECTOR | 2649813 |
| OWENS, MICKEY LEE | DIRECTOR, TRUSTEE OF THE OWENS FAMILY TRUST DATED 8/1/2017 | 1437001 |
| ROCKEY, CHRISTOPHER M | OWNER | 5504531 |
| ROOZE, KREGG JERROD | DIRECTOR, SECRETARY, TREASURER | 3174063 |
Disclosures
| Regulatory Event | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
