MC
Matthew S. Carpenter
THE ESTATE PLANNERS GROUP
Yardley, PA 19067
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CRD#: 7199584
MC
Professional summary
Matthew Scott Carpenter is a registered financial advisor currently at THE ESTATE PLANNERS GROUP located in Yardley, Pennsylvania.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Matthew has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MSC Wealth, LLC. The business focus is personal investments, not advisory in nature, through purchasing rental properties. Time spent is 5 hours per month, none of which are during securities trading hours. The business is located at 128 Heather Drive, New Hope, PA 18938.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Scott Carpenter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 20, 2019 - Present
THE ESTATE PLANNERS GROUP
Office #1: 37 S. Delaware Avenue Suite 1, Yardley, PA 19067RIA
CRD#: 124418
Yardley, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TE
THE ESTATE PLANNERS GROUP
HAMILTON ASSET ADVISERS, LLC | THE ESTATE PLANNERS GROUP LLC | THE ESTATE PLANNERS GROUP
CRD#: 124418 / SEC#: 801-110033
RIA
Registered Investment Advisory firm - (3/8/2017 Approved)Florida
Registered Investment Advisory firm - (3/20/2017 Terminated)New Jersey
Registered Investment Advisory firm - (8/23/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/13/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(11/25/2019)
IAR
Pennsylvania(11/20/2019)
Current Firm
TE
THE ESTATE PLANNERS GROUP
HAMILTON ASSET ADVISERS, LLC | THE ESTATE PLANNERS GROUP LLC | THE ESTATE PLANNERS GROUP
CRD#: 124418 / SEC#: 801-110033
RIA
Registered Investment Advisory firm - (3/8/2017 Approved)Florida
Registered Investment Advisory firm - (3/20/2017 Terminated)New Jersey
Registered Investment Advisory firm - (8/23/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/13/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
37 S. Delaware Avenue Suite 1, Yardley, PA 19067
Mailing Address
Phone number
(215) 321-4410
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 326 |
| AUM (Assets Under Management) | $ 360,936,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
