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Sharrieff Mustakeem

CRD# 719953·Registered 1980 - 1990
Previously Registered: Being a previously registered professional could mean that Sharrieff is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sharrieff Mustakeem was a registered financial advisor. Sharrieff was a previously registered financial professional and started their career in finance 1980 - 1990. Sharrieff had worked at 4 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

W. D. FARD SECURITIES, INC.·CRD# 15166
BD
March 30, 1988 - April 18, 1990
CITADEL CAPITAL GROUP, INC.·CRD# 12976
BD
May 1, 1987 - October 14, 1987
W. D. FARD SECURITIES, INC.·CRD# 15166
BD
November 14, 1986 - April 18, 1990
CITADEL CAPITAL GROUP, INC.·CRD# 12976
BD
November 12, 1985 - November 6, 1986
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
November 15, 1981 - July 22, 1985
NATIONWIDE INVESTMENT SERVICES CORPORATION·CRD# 7110
BD
November 28, 1980 - May 5, 1984

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Current Firm

WD
W. D. FARD SECURITIES, INC.

HABERSHEIR SECURITIES, INC. | W. D. FARD SECURITIES, INC. | IRBN SECURITIES, INC.

CRD#: 15166 / SEC#: 8-31779
BD
Expelled by FINRA on 04/17/1990

Contact Information

Established

Florida since 01/26/1984

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1980About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1985About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Oct 1981About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1980About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Nov 1986About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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