CB
Charles E. Bailey
JEFFREY MATTHEWS WEALTH MANAGEMENT
FLORHAM PARK, NJ 07932
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CRD#: 719858
CB
Charles Everett BaileyJEFFREY MATTHEWS WEALTH MANAGEMENT
Professional summary
Charles Everett Bailey is a registered financial advisor currently at JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC located in Florham Park, New Jersey and THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. located in Mobile, Alabama.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Charles has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9, Series 10 and Series 8 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
POWAIR INTERNATIONAL, PASSIVE INVESTOR, 9505 SUNNY COVE RD THEODORE AL 38582, MANUFACTURING WIND TURBINES, STARTED 4/1/2011, 0 HOUR DEVOTED PER MONTH, 0 HRS DURING TRADING, NO DUTIES. Licensed Insurance Producer with Jeffrey Matthews Financial Group LLC. Dually Registered Representative with JMFG and Investment Advisory Representative with JMWM.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Everett Bailey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2018 - Present
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC
Office #1: 30b Vreeland Road Suite 210, Florham Park, NJ 07932RIA
CRD#: 155392
FLORHAM PARK, NJ
Current
September 7, 2018 - Present
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
Office #1: 1555 University Blvd Suite 200, Mobile, AL 36693BD
CRD#: 41282
Mobile, AL
Past
September 7, 2018 - September 12, 2018
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC
RIA
CRD#: 155392
Mobile, AL
Past
July 28, 2015 - September 10, 2018
B. RILEY WEALTH MANAGEMENT
RIA
CRD#: 2543
Mobile, AL
Past
July 28, 2015 - September 10, 2018
B. RILEY WEALTH MANAGEMENT
BD
CRD#: 2543
Mobile, AL
Past
February 13, 2013 - June 18, 2015
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
MOBILE, AL
Past
February 13, 2013 - June 18, 2015
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
MOBILE, AL
Past
June 10, 1991 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
MOBILE, AL
Past
February 10, 1989 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MOBILE, AL
Past
December 1, 1980 - February 23, 1989
THE ROBINSON-HUMPHREY COMPANY, LLC
BD
CRD#: 723
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JM
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC
CRD#: 155392 / SEC#: 801-132626
RIA
Registered Investment Advisory firm - (4/30/2025 Approved)Alabama
Registered Investment Advisory firm - (4/23/2026 Terminated)California
Registered Investment Advisory firm - (5/23/2026 Terminated)Colorado
Registered Investment Advisory firm - (4/23/2026 Terminated)Connecticut
Registered Investment Advisory firm - (4/28/2026 Terminated)District of Columbia
Registered Investment Advisory firm - (4/23/2026 Terminated)Florida
Registered Investment Advisory firm - (4/23/2026 Terminated)Georgia
Registered Investment Advisory firm - (5/5/2026 Terminated)Louisiana
Registered Investment Advisory firm - (4/23/2026 Terminated)Mississippi
Registered Investment Advisory firm - (5/6/2026 Terminated)New Jersey
Registered Investment Advisory firm - (5/1/2026 Terminated)New York
Registered Investment Advisory firm - (4/23/2026 Terminated)North Carolina
Registered Investment Advisory firm - (4/28/2026 Terminated)Ohio
Registered Investment Advisory firm - (4/23/2026 Terminated)Oklahoma
Registered Investment Advisory firm - (4/23/2026 Terminated)South Carolina
Registered Investment Advisory firm - (4/23/2026 Terminated)Tennessee
Registered Investment Advisory firm - (4/23/2026 Terminated)Texas
Registered Investment Advisory firm - (4/23/2026 Terminated)Wisconsin
Registered Investment Advisory firm - (3/22/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/7/2018)
IAR
Alabama(9/13/2018)
RR
Georgia(9/18/2018)
RR
Louisiana(1/8/2020)
RR
Mississippi(9/12/2018)
RR
North Carolina(1/5/2021)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 9
Passed: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Passed: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 8
Passed: 4/17/1995
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
JM
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC
CRD#: 155392 / SEC#: 801-132626
RIA
Registered Investment Advisory firm - (4/30/2025 Approved)Alabama
Registered Investment Advisory firm - (4/23/2026 Terminated)California
Registered Investment Advisory firm - (5/23/2026 Terminated)Colorado
Registered Investment Advisory firm - (4/23/2026 Terminated)Connecticut
Registered Investment Advisory firm - (4/28/2026 Terminated)District of Columbia
Registered Investment Advisory firm - (4/23/2026 Terminated)Florida
Registered Investment Advisory firm - (4/23/2026 Terminated)Georgia
Registered Investment Advisory firm - (5/5/2026 Terminated)Louisiana
Registered Investment Advisory firm - (4/23/2026 Terminated)Mississippi
Registered Investment Advisory firm - (5/6/2026 Terminated)New Jersey
Registered Investment Advisory firm - (5/1/2026 Terminated)New York
Registered Investment Advisory firm - (4/23/2026 Terminated)North Carolina
Registered Investment Advisory firm - (4/28/2026 Terminated)Ohio
Registered Investment Advisory firm - (4/23/2026 Terminated)Oklahoma
Registered Investment Advisory firm - (4/23/2026 Terminated)South Carolina
Registered Investment Advisory firm - (4/23/2026 Terminated)Tennessee
Registered Investment Advisory firm - (4/23/2026 Terminated)Texas
Registered Investment Advisory firm - (4/23/2026 Terminated)Wisconsin
Registered Investment Advisory firm - (3/22/2017 Terminated)Loading...
Contact information
Main Address
30b Vreeland Road Suite 210, Florham Park, NJ 07932
Mailing Address
Phone number
(888) 467-3636
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (9 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 367 |
| AUM (Assets Under Management) | $ 161,681,168 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
